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Saratoga Investment

25 hedge funds and large institutions have $24.4M invested in Saratoga Investment in 2017 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

150% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 4

32% more funds holding

Funds holding: 1925 (+6)

9% more capital invested

Capital invested by funds: $22.4M → $24.4M (+$1.99M)

0.74% more ownership

Funds ownership: 17.45%18.19% (+0.74%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
25
Holders Change
+6
Holders Change %
+31.58%
% of All Funds
0.57%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
10
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BDCM
1
Black Diamond Capital Management
Connecticut
$16M +$332K +14,994 +2%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.93M -$38.8K -1,750 -2%
CAS
3
Cue Advisory Services
Arizona
$882K +$5.01K +226 +0.6%
Macquarie Group
4
Macquarie Group
Australia
$806K +$620K +27,959 +347%
BAM
5
Belpointe Asset Management
Nevada
$790K -$78.4K -3,535 -9%
MCM
6
McKinley Capital Management
Alaska
$719K +$61K +2,750 +9%
JMPWA
7
JP Morgan Private Wealth Advisors
California
$637K +$10.9K +493 +2%
NFA
8
Nuveen Fund Advisors
Illinois
$397K -$30.1K -1,360 -7%
Legal & General Group
9
Legal & General Group
United Kingdom
$396K +$9.09K +410 +2%
Millennium Management
10
Millennium Management
New York
$365K +$362K +16,318 New
Wells Fargo
11
Wells Fargo
California
$286K +$93.2K +4,204 +49%
Northern Trust
12
Northern Trust
Illinois
$273K +$50.5K +2,278 +23%
BTS
13
BB&T Securities
Virginia
$244K -$392K -17,674 -62%
OAM
14
Oxford Asset Management
United Kingdom
$202K +$201K +9,056 New
UBS Group
15
UBS Group
Switzerland
$165K +$25.5K +1,149 +19%
Morgan Stanley
16
Morgan Stanley
New York
$117K +$56.9K +2,569 +97%
AIM
17
Advantage Investment Management
Iowa
$91K +$89.8K +4,051 New
APA
18
American Portfolios Advisors
New York
$63.6K +$63K +2,842 New
JP Morgan Chase
19
JP Morgan Chase
New York
$34K +$33.3K +1,500 New
CBT
20
Capital Bank & Trust
California
$22K +$22.2K +1,000 New
AG
21
Advisor Group
Arizona
$14K
GWM
22
Geneos Wealth Management
Colorado
$8K
DCM
23
Delpha Capital Management
New York
$7K +$6.65K +300 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$4K +$3.75K +169 New
Bank of America
25
Bank of America
North Carolina
$3K +$2.55K +115 New

SAR Hedge Fund Activity: Q4 2017 in Review

25 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q4 2017, worth a combined $24.4M — up 8.9% from $22.4M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new SAR positions and 3 closed out — a net gain of 6 holders — while 10 added to existing stakes and 4 trimmed.

The largest buyer was Macquarie Group, adding an estimated $620K. The largest seller was BB&T Securities, cutting an estimated $392K.

  • 25 institutional investors held Saratoga Investment (SAR) as of Q4 2017, up from 19 in Q3 2017.
  • Funds reported $24.4M of Saratoga Investment stock for Q4 2017, up 8.9% quarter-over-quarter.
  • 9 funds opened new Saratoga Investment positions in Q4 2017 and 3 closed out, a net change of +6 holders.
  • The largest Saratoga Investment buyer in Q4 2017 was Macquarie Group, an estimated $620K added.
  • The largest Saratoga Investment seller in Q4 2017 was BB&T Securities, an estimated $392K sold.

Based on aggregated 13F filings for Q4 2017.