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Saratoga Investment
SAR

Overview Fund Activity

25 hedge funds and large institutions have $24.4M invested in Saratoga Investment in 2017 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
+6
Holders Change %
+31.58%
% of All Funds
0.57%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
9
Increased
10
Reduced
4
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
$806K
2
Millennium Management
Millennium Management
New York
$365K
3
BDCM
Black Diamond Capital Management
Connecticut
$16M
4
OAM
Oxford Asset Management
United Kingdom
$202K
5
Wells Fargo
Wells Fargo
California
$286K

Top Sellers

1
BTS
BB&T Securities
Virginia
$244K
2
AWW
Alan W. Weber
$0
3
BAM
Belpointe Asset Management
Nevada
$790K
4
LTFS
Ladenburg Thalmann Financial Services
Florida
$1.93M
5
NFA
Nuveen Fund Advisors
Illinois
$397K
Name Holding Trade Value Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$16M +$335K +14,994 +2%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.93M -$39.1K -1,750 -2%
CAS
3
Cue Advisory Services
Arizona
$882K +$5.05K +226 +0.6%
Macquarie Group
4
Macquarie Group
Australia
$806K +$626K +27,959 +347%
BAM
5
Belpointe Asset Management
Nevada
$790K -$79.1K -3,535 -9%
MCM
6
McKinley Capital Management
Alaska
$719K +$61.5K +2,750 +9%
JPMPWA
7
J.P. Morgan Private Wealth Advisors
California
$637K +$11K +493 +2%
NFA
8
Nuveen Fund Advisors
Illinois
$397K -$30.4K -1,360 -7%
Legal & General Group
9
Legal & General Group
United Kingdom
$396K +$9.19K +410 +2%
Millennium Management
10
Millennium Management
New York
$365K +$365K +16,318 New
Wells Fargo
11
Wells Fargo
California
$286K +$93.9K +4,204 +49%
Northern Trust
12
Northern Trust
Illinois
$273K +$51K +2,278 +23%
BTS
13
BB&T Securities
Virginia
$244K -$394K -17,674 -62%
OAM
14
Oxford Asset Management
United Kingdom
$202K +$202K +9,056 New
UBS Group
15
UBS Group
Switzerland
$165K +$25.8K +1,149 +19%
Morgan Stanley
16
Morgan Stanley
New York
$117K +$57.6K +2,569 +97%
AIM
17
Advantage Investment Management
Iowa
$91K +$91K +4,051 New
APA
18
American Portfolios Advisors
New York
$63.6K +$63.6K +2,842 New
JPMorgan Chase & Co
19
JPMorgan Chase & Co
New York
$34K +$34K +1,500 New
CBT
20
Capital Bank & Trust
California
$22K +$22K +1,000 New
AG
21
Advisor Group
Arizona
$14K – – –
GWM
22
Geneos Wealth Management
Colorado
$8K – – –
DCM
23
Delpha Capital Management
New York
$7K +$7K +300 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$4K +$4K +169 New
Bank of America
25
Bank of America
North Carolina
$3K +$3K +115 New
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