We are live on ! Find out more
SAR icon

Saratoga Investment

20 hedge funds and large institutions have $21M invested in Saratoga Investment in 2017 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 2 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 2

5% more capital invested

Capital invested by funds: $19.9M → $21M (+$1.03M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

0.24% less ownership

Funds ownership: 16.92%16.68% (-0.24%)

5% less funds holding

Funds holding: 2120 (-1)

Holders
20
Holders Change
-1
Holders Change %
-4.76%
% of All Funds
0.5%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
11
Reduced
2
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BDCM
1
Black Diamond Capital Management
Connecticut
$14.5M +$610K +27,810 +4%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.62M +$79.1K +3,604 +5%
CAS
3
Cue Advisory Services
Arizona
$867K -$19.7K -896 -2%
Millennium Management
4
Millennium Management
New York
$673K +$369K +16,822 +118%
MCM
5
McKinley Capital Management
Alaska
$623K +$29.5K +1,345 +5%
JMPWA
6
JP Morgan Private Wealth Advisors
California
$596K +$28.8K +1,313 +5%
AWW
7
Alan W. Weber
$375K
NFA
8
Nuveen Fund Advisors
Illinois
$320K +$83.6K +3,809 +34%
Legal & General Group
9
Legal & General Group
United Kingdom
$277K +$6.08K +277 +2%
JP Morgan Chase
10
JP Morgan Chase
New York
$222K +$203K +9,256 +926%
AIP
11
Ahrens Investment Partners
Louisiana
$215K +$217K +9,900 New
Ameriprise
12
Ameriprise
Minnesota
$213K +$215K +9,812 New
Morgan Stanley
13
Morgan Stanley
New York
$195K -$39.6K -1,803 -17%
UBS Group
14
UBS Group
Switzerland
$150K +$23.7K +1,078 +19%
Wells Fargo
15
Wells Fargo
California
$36K +$5.47K +249 +17%
Creative Planning
16
Creative Planning
Kansas
$22K +$22K +1,000 +10,000%
SIA
17
SeaBridge Investment Advisors
New Jersey
$9K +$9.44K +430 New
GWM
18
Geneos Wealth Management
Colorado
$8K
TRCT
19
Tower Research Capital (TRC)
New York
$6K +$5.79K +264 New
Bank of America
20
Bank of America
North Carolina
$2K
RVPG
21
Relative Value Partners Group
-$1.12M -54,259 Closed
FTCM
22
First Trust Capital Management
Illinois
-$528K -25,631 Closed
CG
23
Cutler Group
California
-$3K -190 Closed
AIM
24
Advantage Investment Management
Iowa
-$1K -45 Closed

SAR Hedge Fund Activity: Q1 2017 in Review

20 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q1 2017, worth a combined $21M — up 5.2% from $19.9M a quarter earlier.

Fund positioning in SAR was balanced in Q1 2017: 4 funds opened new positions, 4 closed out, 11 added to existing stakes and 2 trimmed.

The largest buyer was Black Diamond Capital Management, adding an estimated $610K. The largest seller was Relative Value Partners Group, exiting entirely with an estimated $1.12M sold.

  • 20 institutional investors held Saratoga Investment (SAR) as of Q1 2017, down from 21 in Q4 2016.
  • Funds reported $21M of Saratoga Investment stock for Q1 2017, up 5.2% quarter-over-quarter.
  • 4 funds opened new Saratoga Investment positions in Q1 2017 and 4 closed out, a net change of 0 holders.
  • The largest Saratoga Investment buyer in Q1 2017 was Black Diamond Capital Management, an estimated $610K added.
  • The largest Saratoga Investment seller in Q1 2017 was Relative Value Partners Group, an estimated $1.12M sold.

Based on aggregated 13F filings for Q1 2017.