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Saratoga Investment
SAR

Overview Fund Activity

20 hedge funds and large institutions have $21M invested in Saratoga Investment in 2017 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 2 reducing their positions, and 4 closing their positions.

Holders
20
Holders Change
-1
Holders Change %
-4.76%
% of All Funds
0.5%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
4
Increased
11
Reduced
2
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BDCM
1
Black Diamond Capital Management
Connecticut
$14.5M
2
Millennium Management
2
Millennium Management
New York
$673K
3
AIP
3
Ahrens Investment Partners
Louisiana
$215K
4
Ameriprise
4
Ameriprise
Minnesota
$213K
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$222K

Top Sellers

1
RVPG
1
Relative Value Partners Group
$0
2
FTCM
2
First Trust Capital Management
Illinois
$0
3
Morgan Stanley
3
Morgan Stanley
New York
$195K
4
CAS
4
Cue Advisory Services
Arizona
$867K
5
CG
5
Cutler Group
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$14.5M 670,732 +27,810 +4%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.62M 74,931 +3,604 +5%
CAS
3
Cue Advisory Services
Arizona
$867K 39,969 -896 -2%
Millennium Management
4
Millennium Management
New York
$673K 31,020 +16,822 +118%
MCM
5
McKinley Capital Management
Alaska
$623K 28,730 +1,345 +5%
JPMPWA
6
J.P. Morgan Private Wealth Advisors
California
$596K 27,500 +1,313 +5%
AWW
7
Alan W. Weber
$375K 17,293 – –
NFA
8
Nuveen Fund Advisors
Illinois
$320K 14,931 +3,809 +34%
Legal & General Group
9
Legal & General Group
United Kingdom
$277K 12,749 +277 +2%
JPMorgan Chase & Co
10
JPMorgan Chase & Co
New York
$222K 10,256 +9,256 +926%
AIP
11
Ahrens Investment Partners
Louisiana
$215K 9,900 +9,900 New
Ameriprise
12
Ameriprise
Minnesota
$213K 9,812 +9,812 New
Morgan Stanley
13
Morgan Stanley
New York
$195K 8,999 -1,803 -17%
UBS Group
14
UBS Group
Switzerland
$150K 6,896 +1,078 +19%
Wells Fargo
15
Wells Fargo
California
$36K 1,698 +249 +17%
Creative Planning
16
Creative Planning
Kansas
$22K 1,010 +1,000 +10,000%
SIA
17
SeaBridge Investment Advisors
New Jersey
$9K 430 +430 New
GWM
18
Geneos Wealth Management
Colorado
$8K 381 – –
TRCT
19
Tower Research Capital (TRC)
New York
$6K 264 +264 New
Bank of America
20
Bank of America
North Carolina
$2K 100 – –
RVPG
21
Relative Value Partners Group
– – -54,259 Closed
FTCM
22
First Trust Capital Management
Illinois
– – -25,631 Closed
CG
23
Cutler Group
California
– – -190 Closed
AIM
24
Advantage Investment Management
Iowa
– – -45 Closed