Relative Value Partners Group’s Saratoga Investment SAR Stock Holding History

Relative Value Partners Group’s Portfolio SAR Stock Details SAR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-54,259	Closed	-$1.12M	–	142
2016 Q4	$1.12M	Sell	54,259 -41,722	-43%	-$789K	0.14%	63
2016 Q3	$1.71M	Buy	95,981 +9,165	+11%	+$162K	0.22%	52
2016 Q2	$1.43M	Buy	86,816 +6,949	+9%	+$114K	0.21%	49
2016 Q1	$1.23M	Buy	79,867 +2,927	+4%	+$42.3K	0.15%	54
2015 Q4	$1.19M	Buy	76,940 +7,913	+11%	+$124K	0.15%	54
2015 Q3	$1.11M	Buy	69,027 +22,051	+47%	+$367K	0.14%	58
2015 Q2	$807K	Buy	+46,976	New	+$795K	0.09%	62

Other funds holding SAR

BDCM

Black Diamond Capital Management Stamford, Connecticut $172M AUM 2.61% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

CAS

Cue Advisory Services Phoenix, Arizona $167M AUM 18.62% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

MCM

McKinley Capital Management Anchorage, Alaska $571M AUM 36.44% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

AWW

Alan W. Weber $336M AUM 75.94% 1-Year Est. Return

NFA

Nuveen Fund Advisors Chicago, Illinois $239K AUM 19.32% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Relative Value Partners Group's SAR Position: Q1 2017 in Review

Relative Value Partners Group sold out of Saratoga Investment (SAR) in Q1 2017, closing a stake of 54,259 shares — an estimated $1.12M sold.

Relative Value Partners Group first reported a position in SAR in Q2 2015 and held it in 7 quarters. The position peaked at $1.71M in Q3 2016. 20 funds tracked by Wall St. Rank hold SAR as of Q1 2017.

Relative Value Partners Group reported no remaining Saratoga Investment position as of Q1 2017 after selling out during the quarter.
Relative Value Partners Group sold 54,259 Saratoga Investment shares in Q1 2017, an estimated $1.12M.
Relative Value Partners Group first reported a position in Saratoga Investment in Q2 2015 and held it in 7 quarters.
Relative Value Partners Group's Saratoga Investment position peaked at $1.71M in Q3 2016.
20 funds tracked by Wall St. Rank held Saratoga Investment as of Q1 2017.

Based on Relative Value Partners Group's 13F filing for Q1 2017, filed 11 May 2017.