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Saratoga Investment

22 hedge funds and large institutions have $21.1M invested in Saratoga Investment in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 5 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 5

5% more capital invested

Capital invested by funds: $20M → $21.1M (+$1.08M)

0.79% more ownership

Funds ownership: 22.89%23.67% (+0.79%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

8% less funds holding

Funds holding: 2422 (-2)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
22
Holders Change
-2
Holders Change %
-8.33%
% of All Funds
0.59%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
11
Reduced
5
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BDCM
1
Black Diamond Capital Management
Connecticut
$9.44M +$254K +17,563 +3%
RCM
2
Rivernorth Capital Management
Florida
$4.62M +$304K +21,045 +8%
FP
3
Foundry Partners
Minnesota
$1.52M +$66K +4,564 +5%
RVPG
4
Relative Value Partners Group
$1.23M +$42.3K +2,927 +4%
MCA
5
Mendon Capital Advisors
Florida
$852K +$435K +30,100 +124%
CRC
6
Curi RMB Capital
Illinois
$662K +$148K +10,271 +32%
CAS
7
Cue Advisory Services
Arizona
$649K -$8.67K -600 -1%
MCM
8
McKinley Capital Management
Alaska
$613K +$114K +7,862 +25%
JMPWA
9
JP Morgan Private Wealth Advisors
California
$282K +$260K +18,000 New
Ameriprise
10
Ameriprise
Minnesota
$280K +$4.15K +287 +2%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$265K +$1.99K +138 +0.8%
FTCM
12
First Trust Capital Management
Illinois
$193K +$178K +12,329 New
Morgan Stanley
13
Morgan Stanley
New York
$193K -$53.1K -3,677 -23%
Legal & General Group
14
Legal & General Group
United Kingdom
$179K +$51.3K +3,548 +45%
MFS
15
MSI Financial Services
Massachusetts
$94K
TRCT
16
Tower Research Capital (TRC)
New York
$11K +$9.55K +661 +2,448%
DLHL
17
Donald L. Hagan LLC
Florida
$8K +$7.23K +500 New
Manulife (Manufacturers Life Insurance)
18
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$7K
GWM
19
Geneos Wealth Management
Colorado
$6K +$5.51K +381 New
UBS Group
20
UBS Group
Switzerland
$5K -$15.3K -1,058 -77%
CG
21
Cutler Group
California
$2K -$11.6K -800 -81%
DCM
22
Dialectic Capital Management
Connecticut
-$656K -42,492 Closed
OAM
23
Orinda Asset Management
California
-$287K -18,612 Closed
Citigroup
24
Citigroup
New York
-$51.1K -3,537 -99%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
-$169K -342 Closed

SAR Hedge Fund Activity: Q1 2016 in Review

22 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q1 2016, worth a combined $21.1M — up 5.4% from $20M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of SAR and 4 opened new positions — a net loss of 2 holders — while 5 trimmed existing stakes and 11 added.

The largest buyer was Mendon Capital Advisors, adding an estimated $435K. The largest seller was Dialectic Capital Management, exiting entirely with an estimated $656K sold.

  • 22 institutional investors held Saratoga Investment (SAR) as of Q1 2016, down from 24 in Q4 2015.
  • Funds reported $21.1M of Saratoga Investment stock for Q1 2016, up 5.4% quarter-over-quarter.
  • 4 funds opened new Saratoga Investment positions in Q1 2016 and 6 closed out, a net change of -2 holders.
  • The largest Saratoga Investment buyer in Q1 2016 was Mendon Capital Advisors, an estimated $435K added.
  • The largest Saratoga Investment seller in Q1 2016 was Dialectic Capital Management, an estimated $656K sold.

Based on aggregated 13F filings for Q1 2016.