Mendon Capital Advisors’s Saratoga Investment SAR Stock Holding History

Mendon Capital Advisors’s Portfolio SAR Stock Details SAR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-55,753	Closed	-$942K	–	135
2016 Q2	$942K	Buy	55,753 +1,443	+3%	+$23.7K	0.18%	101
2016 Q1	$852K	Buy	54,310 +30,100	+124%	+$435K	0.16%	105
2015 Q4	$373K	Buy	+24,210	New	+$379K	0.06%	115

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Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return

Cue Advisory Services Phoenix, Arizona $167M AUM 18.62% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

McKinley Capital Management Anchorage, Alaska $571M AUM 36.44% 1-Year Est. Return

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Legal & General Group

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return