Curi RMB Capital’s Saratoga Investment SAR Stock Holding History

Curi RMB Capital’s Portfolio SAR Stock Details SAR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-30,000	Closed	-$732K	–	894
2025 Q3	$732K	Hold	30,000	–	–	0.01%	460
2025 Q2	$744K	Hold	30,000	–	–	0.01%	458
2025 Q1	$760K	Hold	30,000	–	–	0.02%	350
2024 Q4	$718K	Hold	30,000	–	–	0.02%	370
2024 Q3	$696K	Hold	30,000	–	–	0.02%	388
2024 Q2	$681K	Buy	30,000 +5,000	+20%	+$117K	0.02%	375
2024 Q1	$580K	Buy	+25,000	New	+$588K	0.01%	418
2022 Q4	–	Sell	-25,901	Closed	-$538K	–	491
2022 Q3	$538K	Hold	25,901	–	–	0.02%	349
2022 Q2	$621K	Hold	25,901	–	–	0.02%	326
2022 Q1	$706K	Buy	25,901 +501	+2%	+$13.8K	0.02%	293
2021 Q4	$746K	Hold	25,400	–	–	0.02%	315
2021 Q3	$730K	Hold	25,400	–	–	0.02%	311
2021 Q2	$682K	Buy	25,400 +5,000	+25%	+$128K	0.02%	321
2021 Q1	$517K	Hold	20,400	–	–	0.02%	351
2020 Q4	$425K	Hold	20,400	–	–	0.02%	451
2020 Q3	$343K	Buy	+20,400	New	+$348K	0.01%	476
2016 Q3	–	Sell	-30,886	Closed	-$522K	–	504
2016 Q2	$522K	Sell	30,886 -11,345	-27%	-$187K	0.03%	297
2016 Q1	$662K	Buy	42,231 +10,271	+32%	+$148K	0.04%	250
2015 Q4	$493K	Buy	+31,960	New	+$500K	0.02%	301

Other funds holding SAR

Lido Advisors Los Angeles, California $32.7B AUM 19.2% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

CEFA

Closed-End Fund Advisors Richmond, Virginia $98.3M AUM

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Curi RMB Capital's SAR Position: Q4 2025 in Review

Curi RMB Capital sold out of Saratoga Investment (SAR) in Q4 2025, closing a stake of 30,000 shares — an estimated $732K sold.

Curi RMB Capital first reported a position in SAR in Q4 2015 and held it in 19 quarters. The position peaked at $760K in Q1 2025. 71 funds tracked by Wall St. Rank hold SAR as of Q4 2025.

Curi RMB Capital reported no remaining Saratoga Investment position as of Q4 2025 after selling out during the quarter.
Curi RMB Capital sold 30,000 Saratoga Investment shares in Q4 2025, an estimated $732K.
Curi RMB Capital first reported a position in Saratoga Investment in Q4 2015 and held it in 19 quarters.
Curi RMB Capital's Saratoga Investment position peaked at $760K in Q1 2025.
71 funds tracked by Wall St. Rank held Saratoga Investment as of Q4 2025.

Based on Curi RMB Capital's 13F filing for Q4 2025, filed 17 Feb 2026.