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Saratoga Investment
SAR

Overview Fund Activity

44 hedge funds and large institutions have $29.4M invested in Saratoga Investment in 2020 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
+4
Holders Change %
+10%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
10
Increased
13
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AIP
Ahrens Investment Partners
Louisiana
$1.12M
2
CCM
Callodine Capital Management
Massachusetts
$4.62M
3
VF
Virtu Financial
New York
$335K
4
Truist Financial
Truist Financial
North Carolina
$1.32M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
$929K

Top Sellers

1
RCM
Radcliffe Capital Management
Pennsylvania
$0
2
JPMPWA
J.P. Morgan Private Wealth Advisors
California
$0
3
Morgan Stanley
Morgan Stanley
New York
$236K
4
AM
Ares Management
California
$1.92M
5
Two Sigma Advisers
Two Sigma Advisers
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
CCM
1
Callodine Capital Management
Massachusetts
$4.62M +$376K +18,043 +9%
PI
2
Putnam Investments
Massachusetts
$2.58M -$27.3K -1,311 -1%
AAM
3
Advisors Asset Management
Colorado
$2.24M +$212K +10,183 +10%
AM
4
Ares Management
California
$1.92M -$601K -28,799 -24%
Legal & General Group
5
Legal & General Group
United Kingdom
$1.69M +$38.4K +1,839 +2%
Cerity Partners
6
Cerity Partners
New York
$1.32M +$896 +43 +0.1%
Truist Financial
7
Truist Financial
North Carolina
$1.32M +$302K +14,500 +30%
Wells Fargo
8
Wells Fargo
California
$1.3M +$129K +6,176 +11%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.27M -$62.5K -3,000 -5%
LPL Financial
10
LPL Financial
California
$1.26M +$32.5K +1,561 +3%
Marshall Wace
11
Marshall Wace
United Kingdom
$1.12M -$207K -9,901 -16%
AIP
12
Ahrens Investment Partners
Louisiana
$1.12M +$640K +30,700 +134%
D.E. Shaw & Co
13
D.E. Shaw & Co
New York
$929K +$238K +11,401 +34%
RJA
14
Raymond James & Associates
Florida
$820K -$9.59K -460 -1%
PA
15
PFG Advisors
Arizona
$781K -$23.9K -1,148 -3%
AWW
16
Alan W. Weber
$706K – – –
Millennium Management
17
Millennium Management
New York
$463K +$57.1K +2,734 +14%
CRC
18
Curi RMB Capital
Illinois
$425K – – –
Two Sigma Investments
19
Two Sigma Investments
New York
$392K -$124K -5,947 -24%
California Public Employees Retirement System
20
California Public Employees Retirement System
California
$390K -$8.34K -400 -2%
EGA
21
Eagle Global Advisors
Texas
$367K +$50K +2,400 +16%
VF
22
Virtu Financial
New York
$335K +$335K +16,079 New
DADC
23
D.A. Davidson & Co
Montana
$323K -$10K -479 -3%
PAG
24
Private Advisor Group
New Jersey
$271K – – –
UBS Group
25
UBS Group
Switzerland
$259K -$205K -9,826 -44%
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