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Saratoga Investment

66 hedge funds and large institutions have $47.8M invested in Saratoga Investment in 2023 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 23 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

284% more call options, than puts

Call options by funds: $788K | Put options by funds: $205K

143% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 7

28% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 18

16% more funds holding

Funds holding: 5766 (+9)

2% more capital invested

Capital invested by funds: $46.9M → $47.8M (+$931K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.74% less ownership

Funds ownership: 15.69%14.95% (-0.74%)

Holders
66
Holders Change
+9
Holders Change %
+15.79%
% of All Funds
1.04%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
17
Increased
23
Reduced
18
Closed
7
Calls
$788K
Puts
$205K
Net Calls
+$583K
Net Calls Change
-$101K
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$3.47M -$264K -10,299 -7%
Millennium Management
2
Millennium Management
New York
$3.4M +$1.29M +50,109 +66%
Two Sigma Advisers
3
Two Sigma Advisers
New York
$2.72M +$949K +37,000 +58%
BDCM
4
Black Diamond Capital Management
Connecticut
$2.6M -$8.86M -345,263 -78%
Two Sigma Investments
5
Two Sigma Investments
New York
$2.52M +$1.76M +68,493 +275%
Legal & General Group
6
Legal & General Group
United Kingdom
$2.4M +$184K +7,186 +9%
Wells Fargo
7
Wells Fargo
California
$2.32M +$37.8K +1,475 +2%
HWAM
8
Hennion & Walsh Asset Management
New Jersey
$2.18M -$425K -16,563 -17%
LPL Financial
9
LPL Financial
California
$1.94M +$178K +6,935 +11%
RJA
10
Raymond James & Associates
Florida
$1.72M -$148K -5,767 -8%
PAG
11
Private Advisor Group
New Jersey
$1.6M +$71.8K +2,800 +5%
Ameriprise
12
Ameriprise
Minnesota
$1.57M +$1.54K +60 +0.1%
PVM
13
Palogic Value Management
Texas
$1.29M -$28.2K -1,100 -2%
CC
14
Claybrook Capital
Massachusetts
$1.13M +$215K +8,372 +25%
Morgan Stanley
15
Morgan Stanley
New York
$958K +$87.9K +3,428 +11%
Osaic Holdings
16
Osaic Holdings
Arizona
$932K -$37.6K -1,467 -4%
JCP
17
JB Capital Partners
New York
$914K
PI
18
Putnam Investments
Massachusetts
$907K +$156K +6,080 +22%
Marshall Wace
19
Marshall Wace
United Kingdom
$905K +$860K +33,521 New
NLP
20
Next Level Private
New York
$781K
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$765K +$18.5K +722 +3%
AR
22
Advisory Research
Illinois
$727K -$70.1K -2,731 -9%
PA
23
PFG Advisors
Arizona
$712K
Mackenzie Financial
24
Mackenzie Financial
Ontario, Canada
$648K -$181K -7,062 -23%
DADC
25
D.A. Davidson & Co
Montana
$616K +$2.18K +85 +0.4%

SAR Hedge Fund Activity: Q2 2023 in Review

66 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q2 2023, worth a combined $47.8M — up 2% from $46.9M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new SAR positions and 7 closed out — a net gain of 10 holders — while 23 added to existing stakes and 18 trimmed.

The largest buyer was Two Sigma Investments, adding an estimated $1.76M. The largest seller was Black Diamond Capital Management, cutting an estimated $8.86M.

  • 66 institutional investors held Saratoga Investment (SAR) as of Q2 2023, up from 57 in Q1 2023.
  • Funds reported $47.8M of Saratoga Investment stock for Q2 2023, up 2% quarter-over-quarter.
  • 17 funds opened new Saratoga Investment positions in Q2 2023 and 7 closed out, a net change of +10 holders.
  • The largest Saratoga Investment buyer in Q2 2023 was Two Sigma Investments, an estimated $1.76M added.
  • The largest Saratoga Investment seller in Q2 2023 was Black Diamond Capital Management, an estimated $8.86M sold.

Based on aggregated 13F filings for Q2 2023.