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Saratoga Investment
SAR

13 hedge funds and large institutions have $29.1M invested in Saratoga Investment in 2014 Q1 according to their latest regulatory filings, with 0 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% more repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 3

7% less capital invested

Capital invested by funds: $31.2M → $29.1M (-$2.05M)

19% less funds holding

Funds holding: 16 → 13 (-3)

39.08% less ownership

Funds ownership: 60.95% → 21.87% (-39%)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 3

Holders
13
Holders Change
-3
Holders Change %
-18.75%
% of All Funds
0.38%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
–
Increased
3
Reduced
3
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$594K
2
BFA
BlackRock Fund Advisors
California
+$20.7K
3
Morgan Stanley
Morgan Stanley
New York
+$10.8K

Top Sellers

Rank Fund Capital Flow
1
Macquarie Group
Macquarie Group
Australia
-$1.99M
2
TRCT
Tower Research Capital (TRC)
New York
-$23.6K
3
U
UBS
Switzerland
-$11.3K
4
BTS
BB&T Securities
Virginia
-$6.3K
5
Wells Fargo
Wells Fargo
California
-$2.54K
Name Holding Trade Value Shares
Change 		Change in
Stake
BTS
1
BB&T Securities
Virginia
$12.3M -$6.3K -400 -0.5%
BDCM
2
Black Diamond Capital Management
Connecticut
$7.76M – – –
RCM
3
Raging Capital Management
New Jersey
$4.88M – – –
Bank of America
4
Bank of America
North Carolina
$2.92M +$594K +37,752 +25%
ACM
5
Ativo Capital Management
Illinois
$391K – – –
Morgan Stanley
6
Morgan Stanley
New York
$382K +$10.8K +683 +3%
CIM
7
Confluence Investment Management
Missouri
$230K – – –
BFA
8
BlackRock Fund Advisors
California
$149K +$20.7K +1,314 +16%
Legal & General Group
9
Legal & General Group
United Kingdom
$56K – – –
U
10
UBS
Switzerland
$34K -$11.3K -720 -25%
TRCT
11
Tower Research Capital (TRC)
New York
$9K -$23.6K -1,496 -71%
DA
12
Denali Advisors
California
$4K – – –
BNP Paribas Financial Markets
13
BNP Paribas Financial Markets
France
$668 – – –
Macquarie Group
14
Macquarie Group
Australia
– -$1.99M -1,743,199 Closed
Wells Fargo
15
Wells Fargo
California
– -$2.54K -161 Closed

SAR Hedge Fund Activity: Q1 2014 in Review

13 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q1 2014, worth a combined $29.1M — down 6.6% from $31.2M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of SAR and 0 opened new positions — a net loss of 3 holders — while 3 trimmed existing stakes and 3 added.

The largest buyer was Bank of America, adding an estimated $594K. The largest seller was Macquarie Group, exiting entirely with an estimated $1.99M sold.

  • 13 institutional investors held Saratoga Investment (SAR) as of Q1 2014, down from 16 in Q4 2013.
  • Funds reported $29.1M of Saratoga Investment stock for Q1 2014, down 6.6% quarter-over-quarter.
  • 0 funds opened new Saratoga Investment positions in Q1 2014 and 3 closed out, a net change of -3 holders.
  • The largest Saratoga Investment buyer in Q1 2014 was Bank of America, an estimated $594K added.
  • The largest Saratoga Investment seller in Q1 2014 was Macquarie Group, an estimated $1.99M sold.

Based on aggregated 13F filings for Q1 2014.