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Saratoga Investment
SAR

Overview Fund Activity

13 hedge funds and large institutions have $29.1M invested in Saratoga Investment in 2014 Q1 according to their latest regulatory filings, with 0 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 3 closing their positions.

Holders
13
Holders Change
-3
Holders Change %
-18.75%
% of All Funds
0.38%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
–
Increased
3
Reduced
3
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$2.93M
2
BFA
2
BlackRock Fund Advisors
California
$149K
3
Morgan Stanley
3
Morgan Stanley
New York
$382K

Top Sellers

1
Macquarie Group
1
Macquarie Group
Australia
$0
2
BTS
2
BB&T Securities
Virginia
$12.3M
3
TRCT
3
Tower Research Capital (TRC)
New York
$9K
4
U
4
UBS
Switzerland
$34K
5
Wells Fargo
5
Wells Fargo
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BTS
1
BB&T Securities
Virginia
$12.3M 80,162 -400 -0.5%
BDCM
2
Black Diamond Capital Management
Connecticut
$7.76M 505,935 – –
RCM
3
Raging Capital Management
New Jersey
$4.88M 318,077 – –
Bank of America
4
Bank of America
North Carolina
$2.93M 190,662 +37,752 +25%
ACM
5
Ativo Capital Management
Illinois
$391K 25,457 – –
Morgan Stanley
6
Morgan Stanley
New York
$382K 24,881 +683 +3%
CIM
7
Confluence Investment Management
Missouri
$230K 14,936 – –
BFA
8
BlackRock Fund Advisors
California
$149K 9,702 +1,314 +16%
Legal & General Group
9
Legal & General Group
United Kingdom
$56K 3,647 – –
U
10
UBS
Switzerland
$34K 2,216 -720 -25%
TRCT
11
Tower Research Capital (TRC)
New York
$9K 606 -1,496 -71%
DA
12
Denali Advisors
California
$4K 254 – –
BNP Paribas Financial Markets
13
BNP Paribas Financial Markets
France
$668 42 – –
Macquarie Group
14
Macquarie Group
Australia
– – -1,743,199 Closed
Wells Fargo
15
Wells Fargo
California
– – -161 Closed
Citigroup
16
Citigroup
New York
– – -17 Closed