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Saratoga Investment
SAR

Overview Fund Activity

43 hedge funds and large institutions have $23.8M invested in Saratoga Investment in 2020 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 13 closing their positions.

Holders
43
Holders Change
-4
Holders Change %
-8.51%
% of All Funds
0.95%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
13
Reduced
10
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$1.44M
2
PI
2
Putnam Investments
Massachusetts
$1.29M
3
RCM
3
Radcliffe Capital Management
Pennsylvania
$748K
4
Mariner
4
Mariner
Kansas
$274K
5
AA
5
ALPS Advisors
Colorado
$231K

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$0
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$436K
3
OAM
3
Oxford Asset Management
United Kingdom
$0
4
UBS Group
4
UBS Group
Switzerland
$328K
5
WA
5
WESPAC Advisors
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$9.97M 865,955 +17,155 +2%
Osaic Holdings
2
Osaic Holdings
Arizona
$1.44M 125,172 +125,172 New
PI
3
Putnam Investments
Massachusetts
$1.29M 111,923 +111,923 New
VEA
4
Virtus ETF Advisers
New York
$1.1M 95,491 +8,666 +10%
Marshall Wace
5
Marshall Wace
United Kingdom
$853K 74,070 -26,786 -27%
AAM
6
Advisors Asset Management
Colorado
$762K 66,187 +15,025 +29%
RCM
7
Radcliffe Capital Management
Pennsylvania
$748K 65,000 +65,000 New
JPMorgan Chase & Co
8
JPMorgan Chase & Co
New York
$625K 54,300 -12,062 -18%
Legal & General Group
9
Legal & General Group
United Kingdom
$617K 53,688 +1,156 +2%
RJA
10
Raymond James & Associates
Florida
$616K 53,520 +1,793 +3%
Two Sigma Advisers
11
Two Sigma Advisers
New York
$597K 51,900 -31,800 -38%
PA
12
PFG Advisors
Arizona
$544K 40,312 – –
Morgan Stanley
13
Morgan Stanley
New York
$514K 44,658 +15,793 +55%
Wells Fargo
14
Wells Fargo
California
$496K 43,037 +9,502 +28%
JPMPWA
15
J.P. Morgan Private Wealth Advisors
California
$456K 39,599 -6,549 -14%
D.E. Shaw & Co
16
D.E. Shaw & Co
New York
$436K 37,933 -115,152 -75%
AWW
17
Alan W. Weber
$390K 33,847 +16,554 +96%
MCM
18
McKinley Capital Management
Alaska
$349K 30,343 +36 +0.1%
UBS Group
19
UBS Group
Switzerland
$328K 28,525 -108,236 -79%
Mariner
20
Mariner
Kansas
$274K 12,314 +12,314 New
Citadel Advisors
21
Citadel Advisors
Florida
$247K 21,494 -11,792 -35%
AA
22
ALPS Advisors
Colorado
$231K 20,073 +20,073 New
DADC
23
D.A. Davidson & Co
Montana
$179K 15,510 +876 +6%
Northern Trust
24
Northern Trust
Illinois
$149K 12,916 +291 +2%
EGA
25
Eagle Global Advisors
Texas
$140K 12,200 +12,200 New
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