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Saratoga Investment

63 hedge funds and large institutions have $42.2M invested in Saratoga Investment in 2026 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 26 increasing their positions, 9 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

189% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 9

56% more call options, than puts

Call options by funds: $1.59M | Put options by funds: $1.02M

1.09% less ownership

Funds ownership: 12.96%11.87% (-1.1%)

11% less funds holding

Funds holding: 7163 (-8)

13% less capital invested

Capital invested by funds: $48.4M → $42.2M (-$6.26M)

47% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 15

Holders
63
Holders Change
-8
Holders Change %
-11.27%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
26
Reduced
9
Closed
15
Calls
$1.59M
Puts
$1.02M
Net Calls
+$571K
Net Calls Change
+$1.32M
Name Holding Trade Value Shares
Change
Change in
Stake
Lido Advisors
1
Lido Advisors
California
$4.36M
PAG
2
Private Advisor Group
New Jersey
$3.61M +$41K +1,780 +1%
HWAM
3
Hennion & Walsh Asset Management
New Jersey
$3.01M -$87.3K -3,795 -3%
Legal & General Group
4
Legal & General Group
United Kingdom
$2.69M +$130K +5,647 +5%
LPL Financial
5
LPL Financial
California
$2.49M +$6.17K +268 +0.2%
AAM
6
Advisors Asset Management
Colorado
$2.33M +$121K +5,242 +5%
Wells Fargo
7
Wells Fargo
California
$1.86M +$56.1K +2,437 +3%
IAIM
8
International Assets Investment Management
Florida
$1.76M +$474K +20,598 +33%
EFG
9
Ethos Financial Group
Pennsylvania
$1.22M
Two Sigma Investments
10
Two Sigma Investments
New York
$1.2M -$294K -12,761 -19%
BlackRock
11
BlackRock
New York
$1.19M -$935K -40,601 -43%
WAP
12
Wealthcare Advisory Partners
Pennsylvania
$1.11M +$25.4K +1,102 +2%
Raymond James Financial
13
Raymond James Financial
Florida
$1.06M +$525K +22,788 +89%
PVM
14
Palogic Value Management
Texas
$1.02M
NLP
15
Next Level Private
New York
$952K
JCP
16
JB Capital Partners
New York
$761K
Morgan Stanley
17
Morgan Stanley
New York
$619K -$47.2K -2,052 -7%
Focus Partners Wealth
18
Focus Partners Wealth
Massachusetts
$606K +$48.5K +2,109 +8%
UBS Group
19
UBS Group
Switzerland
$597K +$328K +14,256 +109%
BAMF
20
BI Asset Management Fondsmaeglerselskab
Denmark
$591K
VIA
21
Virtus Investment Advisers
Connecticut
$563K -$159K -6,889 -21%
Bank of America
22
Bank of America
North Carolina
$547K +$551K +23,959 +2,243%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$524K +$116K +5,026 +27%
Citadel Advisors
24
Citadel Advisors
Florida
$510K +$111K +4,843 +26%
Osaic Holdings
25
Osaic Holdings
Arizona
$496K +$98.8K +4,291 +23%