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Saratoga Investment

64 hedge funds and large institutions have $60.8M invested in Saratoga Investment in 2023 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 29 increasing their positions, 9 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

613% more call options, than puts

Call options by funds: $1M | Put options by funds: $141K

222% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 9

27% more capital invested

Capital invested by funds: $47.8M → $60.8M (+$13M)

4.01% more ownership

Funds ownership: 14.95%18.96% (+4%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

3% less funds holding

Funds holding: 6664 (-2)

15% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 13

Holders
64
Holders Change
-2
Holders Change %
-3.03%
% of All Funds
1.02%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
29
Reduced
9
Closed
13
Calls
$1M
Puts
$141K
Net Calls
+$864K
Net Calls Change
+$281K
Name Holding Trade Value Shares
Change
Change in
Stake
Millennium Management
1
Millennium Management
New York
$7.6M +$4.47M +169,910 +135%
Two Sigma Investments
2
Two Sigma Investments
New York
$5.41M +$3.08M +117,213 +125%
Two Sigma Advisers
3
Two Sigma Advisers
New York
$4.66M +$2.12M +80,500 +80%
AAM
4
Advisors Asset Management
Colorado
$3.6M +$302K +11,500 +9%
SM
5
Scoggin Management
New York
$2.92M +$2.99M +113,700 New
Wells Fargo
6
Wells Fargo
California
$2.38M +$166K +6,322 +7%
Legal & General Group
7
Legal & General Group
United Kingdom
$2.24M -$52.2K -1,987 -2%
HWAM
8
Hennion & Walsh Asset Management
New Jersey
$2.13M +$57.6K +2,192 +3%
PAG
9
Private Advisor Group
New Jersey
$2.12M +$603K +22,950 +39%
LPL Financial
10
LPL Financial
California
$1.9M +$56.4K +2,146 +3%
Marshall Wace
11
Marshall Wace
United Kingdom
$1.52M +$669K +25,454 +76%
QC
12
Quadrature Capital
United Kingdom
$1.43M +$1.03M +39,297 +240%
AGM
13
Alpine Global Management
New York
$1.34M +$1.37M +52,000 New
Morgan Stanley
14
Morgan Stanley
New York
$1.32M +$418K +15,919 +45%
RJA
15
Raymond James & Associates
Florida
$1.28M -$371K -14,118 -22%
SAM
16
Simplify Asset Management
Nevada
$1.25M +$1.27M +48,500 New
PVM
17
Palogic Value Management
Texas
$1.23M
Ameriprise
18
Ameriprise
Minnesota
$1.21M -$300K -11,431 -20%
CC
19
Claybrook Capital
Massachusetts
$1.07M
Osaic Holdings
20
Osaic Holdings
Arizona
$1.01M +$124K +4,702 +14%
Citadel Advisors
21
Citadel Advisors
Florida
$1.01M +$820K +31,202 +389%
PI
22
Putnam Investments
Massachusetts
$984K +$124K +4,705 +14%
JCP
23
JB Capital Partners
New York
$870K
NLP
24
Next Level Private
New York
$787K +$79.3K +3,017 +11%
TI
25
Trexquant Investment
Connecticut
$775K +$793K +30,157 New

SAR Hedge Fund Activity: Q3 2023 in Review

64 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q3 2023, worth a combined $60.8M — up 27% from $47.8M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of SAR and 11 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 29 added.

The largest buyer was Millennium Management, adding an estimated $4.47M. The largest seller was Black Diamond Capital Management, exiting entirely with an estimated $2.6M sold.

  • 64 institutional investors held Saratoga Investment (SAR) as of Q3 2023, down from 66 in Q2 2023.
  • Funds reported $60.8M of Saratoga Investment stock for Q3 2023, up 27% quarter-over-quarter.
  • 11 funds opened new Saratoga Investment positions in Q3 2023 and 13 closed out, a net change of -2 holders.
  • The largest Saratoga Investment buyer in Q3 2023 was Millennium Management, an estimated $4.47M added.
  • The largest Saratoga Investment seller in Q3 2023 was Black Diamond Capital Management, an estimated $2.6M sold.

Based on aggregated 13F filings for Q3 2023.