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Saratoga Investment
SAR

Overview Fund Activity

31 hedge funds and large institutions have $36.4M invested in Saratoga Investment in 2019 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
31
Holders Change
+1
Holders Change %
+3.33%
% of All Funds
0.67%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
9
Increased
8
Reduced
9
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
$2.52M
2
VEA
Virtus ETF Advisers
New York
$1.88M
3
BDCM
Black Diamond Capital Management
Connecticut
$20.5M
4
AAM
Advisors Asset Management
Colorado
$584K
5
AIM
Advantage Investment Management
Iowa
$304K

Top Sellers

1
BAM
Belpointe Asset Management
Nevada
$0
2
BTS
BB&T Securities
Virginia
$280K
3
Millennium Management
Millennium Management
New York
$0
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$381K
5
PPP
Private Portfolio Partners
New Jersey
$284K
Name Holding Trade Value Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$20.5M +$446K +18,060 +2%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$3.07M -$36.9K -1,493 -1%
UBS Group
3
UBS Group
Switzerland
$2.52M +$2.41M +97,592 +2,189%
VEA
4
Virtus ETF Advisers
New York
$1.88M +$1.88M +76,116 New
PA
5
PFG Advisors
Arizona
$944K -$53.7K -2,108 -5%
Legal & General Group
6
Legal & General Group
United Kingdom
$917K +$22.6K +916 +3%
MCM
7
McKinley Capital Management
Alaska
$846K +$30.5K +1,235 +4%
Wells Fargo
8
Wells Fargo
California
$723K -$28.5K -1,153 -4%
JPMPWA
9
J.P. Morgan Private Wealth Advisors
California
$681K +$14.7K +597 +2%
AAM
10
Advisors Asset Management
Colorado
$584K +$364K +14,756 +166%
AWW
11
Alan W. Weber
$427K – – –
JPMorgan Chase & Co
12
JPMorgan Chase & Co
New York
$381K -$148K -6,065 -28%
AIM
13
Advantage Investment Management
Iowa
$304K +$304K +12,318 New
Northern Trust
14
Northern Trust
Illinois
$301K -$470 -19 -0.2%
Two Sigma Advisers
15
Two Sigma Advisers
New York
$289K +$289K +11,700 New
PPP
16
Private Portfolio Partners
New Jersey
$284K -$61.5K -2,486 -18%
BTS
17
BB&T Securities
Virginia
$280K -$269K -10,894 -49%
AIP
18
Ahrens Investment Partners
Louisiana
$279K +$56.8K +2,300 +26%
RJA
19
Raymond James & Associates
Florida
$254K +$254K +10,280 New
P
20
&Partners
Tennessee
$225K +$225K +9,130 New
Two Sigma Investments
21
Two Sigma Investments
New York
$204K +$204K +8,268 New
VFA
22
Valeo Financial Advisors
Indiana
$144K – – –
AG
23
Advisor Group
Arizona
$121K -$8.78K -355 -7%
Morgan Stanley
24
Morgan Stanley
New York
$96K +$34K +1,372 +55%
NFG
25
Next Financial Group
Texas
$49K +$49K +2,000 New
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