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Saratoga Investment
SAR

Overview Fund Activity

19 hedge funds and large institutions have $22.4M invested in Saratoga Investment in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 5 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
19
Holders Change
-1
Holders Change %
-5%
% of All Funds
0.47%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
6
Reduced
5
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BTS
BB&T Securities
Virginia
$615K
2
BDCM
Black Diamond Capital Management
Connecticut
$15M
3
Macquarie Group
Macquarie Group
Australia
$174K
4
Wells Fargo
Wells Fargo
California
$185K
5
Legal & General Group
Legal & General Group
United Kingdom
$371K

Top Sellers

1
Millennium Management
Millennium Management
New York
$0
2
DTL
Dynamic Technology Lab
Singapore
$0
3
GCP
GSA Capital Partners
United Kingdom
$0
4
Morgan Stanley
Morgan Stanley
New York
$57K
5
AIM
Advantage Investment Management
Iowa
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$15M +$312K +14,511 +2%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.89M +$24.5K +1,136 +1%
CAS
3
Cue Advisory Services
Arizona
$844K -$16.1K -746 -2%
BAM
4
Belpointe Asset Management
Nevada
$836K +$836K +38,842 New
MCM
5
McKinley Capital Management
Alaska
$632K +$20.5K +952 +3%
BTS
6
BB&T Securities
Virginia
$615K +$615K +28,616 New
JPMPWA
7
J.P. Morgan Private Wealth Advisors
California
$602K +$10.6K +494 +2%
NFA
8
Nuveen Fund Advisors
Illinois
$411K -$32.3K -1,499 -7%
AWW
9
Alan W. Weber
$372K – – –
Legal & General Group
10
Legal & General Group
United Kingdom
$371K +$46.6K +2,169 +14%
Northern Trust
11
Northern Trust
Illinois
$213K -$6.45K -300 -3%
Wells Fargo
12
Wells Fargo
California
$185K +$89.2K +4,145 +93%
Macquarie Group
13
Macquarie Group
Australia
$174K +$174K +8,068 New
UBS Group
14
UBS Group
Switzerland
$134K -$25.6K -1,183 -16%
Morgan Stanley
15
Morgan Stanley
New York
$57K -$70.1K -3,258 -55%
CGT
16
Capital Guardian Trust
California
$22K +$22K +1,000 New
AG
17
Advisor Group
Arizona
$14K – – –
GWM
18
Geneos Wealth Management
Colorado
$8K – – –
TRCT
19
Tower Research Capital (TRC)
New York
$8K +$8K +377 New
Millennium Management
20
Millennium Management
New York
– -$919K -43,980 Closed
DTL
21
Dynamic Technology Lab
Singapore
– -$223K -10,705 Closed
GCP
22
GSA Capital Partners
United Kingdom
– -$215K -10,300 Closed
AIM
23
Advantage Investment Management
Iowa
– -$48K -2,278 Closed
SIA
24
SeaBridge Investment Advisors
New Jersey
– -$9K -430 Closed
Bank of America
25
Bank of America
North Carolina
– -$2K -100 Closed