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Saratoga Investment
SAR

Overview Fund Activity

19 hedge funds and large institutions have $22.9M invested in Saratoga Investment in 2014 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 4 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
19
Holders Change
+2
Holders Change %
+11.76%
% of All Funds
0.51%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
9
Reduced
4
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$1.62M
2
DCM
2
Dialectic Capital Management
Connecticut
$1.79M
3
FP
3
Foundry Partners
Minnesota
$763K
4
RVP
4
Relative Value Partners
Illinois
$531K
5
BDCM
5
Black Diamond Capital Management
Connecticut
$7.65M

Top Sellers

1
RCM
1
Raging Capital Management
New Jersey
$0
2
BTS
2
BB&T Securities
Virginia
$7.18M
3
Bank of America
3
Bank of America
North Carolina
$1.97M
Name Holding Trade Value Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$7.65M +$139K +9,338 +2%
BTS
2
BB&T Securities
Virginia
$7.18M -$3.94M -26,529 -35%
Bank of America
3
Bank of America
North Carolina
$1.97M -$306K -20,633 -13%
DCM
4
Dialectic Capital Management
Connecticut
$1.79M +$602K +40,585 +51%
RCM
5
Rivernorth Capital Management
Florida
$1.62M +$1.24M +83,188 +321%
FP
6
Foundry Partners
Minnesota
$763K +$456K +30,710 +148%
CAS
7
Cue Advisory Services
Arizona
$599K +$599K +40,357 New
RVP
8
Relative Value Partners
Illinois
$531K +$329K +22,150 +163%
Morgan Stanley
9
Morgan Stanley
New York
$458K +$44.5K +3,004 +11%
CIM
10
Confluence Investment Management
Missouri
$222K – – –
Legal & General Group
11
Legal & General Group
United Kingdom
$76K – – –
Creative Planning
12
Creative Planning
Kansas
$46K +$29.7K +2,000 +183%
Citigroup
13
Citigroup
New York
$21K +$21K +1,418 New
NFG
14
Next Financial Group
Texas
$13K +$13K +894 New
TRCT
15
Tower Research Capital (TRC)
New York
$3K +$457 +37 +18%
Manulife (Manufacturers Life Insurance)
16
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$7 +$5 +350 +365%
BRWA
17
B. Riley Wealth Advisors
Florida
$1 +$1 +100 New
RCM
18
Raging Capital Management
New Jersey
– -$4.18M -260,655 Closed