Raging Capital Management’s Saratoga Investment SAR Stock Holding History

Raging Capital Management’s Portfolio SAR Stock Details SAR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-260,655	Closed	-$4.18M	–	55
2014 Q3	$4.18M	Sell	260,655 -57,422	-18%	-$915K	0.47%	36
2014 Q2	$5M	Hold	318,077	–	–	0.53%	33
2014 Q1	$4.88M	Hold	318,077	–	–	0.86%	31
2013 Q4	$4.98M	Buy	318,077 +18,139	+6%	+$312K	0.91%	31
2013 Q3	$5.62M	Sell	299,938 -167,721	-36%	-$3.06M	0.97%	29
2013 Q2	$8.25M	Buy	+467,659	New	+$8.18M	2.19%	21

Other funds holding SAR

BDCM

Black Diamond Capital Management Stamford, Connecticut $172M AUM 2.61% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

DCM

Dialectic Capital Management Norwalk, Connecticut $155M AUM 59.34% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return

CAS

Cue Advisory Services Phoenix, Arizona $167M AUM 18.62% 1-Year Est. Return

RVP

Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Raging Capital Management's SAR Position: Q4 2014 in Review

Raging Capital Management sold out of Saratoga Investment (SAR) in Q4 2014, closing a stake of 260,655 shares — an estimated $4.18M sold.

Raging Capital Management first reported a position in SAR in Q2 2013 and held it in 6 quarters. The position peaked at $8.25M in Q2 2013. 19 funds tracked by Wall St. Rank hold SAR as of Q4 2014.

Raging Capital Management reported no remaining Saratoga Investment position as of Q4 2014 after selling out during the quarter.
Raging Capital Management sold 260,655 Saratoga Investment shares in Q4 2014, an estimated $4.18M.
Raging Capital Management first reported a position in Saratoga Investment in Q2 2013 and held it in 6 quarters.
Raging Capital Management's Saratoga Investment position peaked at $8.25M in Q2 2013.
19 funds tracked by Wall St. Rank held Saratoga Investment as of Q4 2014.

Based on Raging Capital Management's 13F filing for Q4 2014, filed 17 Feb 2015.