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Saratoga Investment
SAR

Overview Fund Activity

16 hedge funds and large institutions have $31.2M invested in Saratoga Investment in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 3 reducing their positions, and 1 closing their positions.

Holders
16
Holders Change
+4
Holders Change %
+33.33%
% of All Funds
0.46%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
5
Increased
8
Reduced
3
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BDCM
1
Black Diamond Capital Management
Connecticut
$7.92M
2
BTS
2
BB&T Securities
Virginia
$12.6M
3
Macquarie Group
3
Macquarie Group
Australia
$1.99M
4
ACM
4
Ativo Capital Management
Illinois
$398K
5
Bank of America
5
Bank of America
North Carolina
$2.39M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$3K
2
Legal & General Group
2
Legal & General Group
United Kingdom
$57K
Name Market Value Shares Shares
Change 		Shares
Change %
BTS
1
BB&T Securities
Virginia
$12.6M 80,562 +40,304 +100%
BDCM
2
Black Diamond Capital Management
Connecticut
$7.92M 505,935 +505,935 New
RCM
3
Raging Capital Management
New Jersey
$4.98M 318,077 +18,139 +6%
Bank of America
4
Bank of America
North Carolina
$2.39M 152,910 +22,407 +17%
Macquarie Group
5
Macquarie Group
Australia
$1.99M 1,743,199 +1,743,199 New
ACM
6
Ativo Capital Management
Illinois
$398K 25,457 +25,457 New
Morgan Stanley
7
Morgan Stanley
New York
$379K 24,198 +3,984 +20%
CIM
8
Confluence Investment Management
Missouri
$234K 14,936 +851 +6%
BFA
9
BlackRock Fund Advisors
California
$131K 8,388 +6,367 +315%
Legal & General Group
10
Legal & General Group
United Kingdom
$57K 3,647 -464 -11%
U
11
UBS
Switzerland
$46K 2,936 +577 +24%
TRCT
12
Tower Research Capital (TRC)
New York
$33K 2,102 +1,683 +402%
DA
13
Denali Advisors
California
$4K 254 +254 New
Wells Fargo
14
Wells Fargo
California
$3K 161 -12,839 -99%
BNP Paribas Financial Markets
15
BNP Paribas Financial Markets
France
$657 42 +42 New
Citigroup
16
Citigroup
New York
$0 17 -83 -83%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
– – -16 Closed