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Saratoga Investment
SAR

Overview Fund Activity

47 hedge funds and large institutions have $57.8M invested in Saratoga Investment in 2019 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 6 reducing their positions, and 3 closing their positions.

Holders
47
Holders Change
+5
Holders Change %
+11.9%
% of All Funds
0.93%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
21
Reduced
6
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
D.E. Shaw & Co
1
D.E. Shaw & Co
New York
$3.82M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$2.09M
3
WA
3
WESPAC Advisors
California
$1.02M
4
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$1.66M
5
Marshall Wace
5
Marshall Wace
United Kingdom
$2.52M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$1.5M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$716K
3
MWNA
3
Marshall Wace North America
New York
$58K
4
DTL
4
Dynamic Technology Lab
Singapore
$0
5
CPIG
5
Chicago Partners Investment Group
Illinois
$219K
Name Market Value Shares Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$21.2M 848,800 – –
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$3.82M 153,085 +153,085 New
UBS Group
3
UBS Group
Switzerland
$3.41M 136,761 +17,206 +14%
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$3.35M 133,577 +24,792 +23%
Marshall Wace
5
Marshall Wace
United Kingdom
$2.52M 100,856 +29,540 +41%
VEA
6
Virtus ETF Advisers
New York
$2.17M 86,825 +4,434 +5%
Two Sigma Advisers
7
Two Sigma Advisers
New York
$2.09M 83,700 +41,900 +100%
JPMorgan Chase & Co
8
JPMorgan Chase & Co
New York
$1.66M 66,362 +38,332 +137%
Millennium Management
9
Millennium Management
New York
$1.5M 59,997 -48,469 -45%
OAM
10
Oxford Asset Management
United Kingdom
$1.31M 52,539 +24,942 +90%
Legal & General Group
11
Legal & General Group
United Kingdom
$1.31M 52,532 +14,447 +38%
RJA
12
Raymond James & Associates
Florida
$1.29M 51,727 +24,829 +92%
AAM
13
Advisors Asset Management
Colorado
$1.28M 51,162 +14,678 +40%
JPMPWA
14
J.P. Morgan Private Wealth Advisors
California
$1.15M 46,148 +24,148 +110%
WA
15
WESPAC Advisors
California
$1.02M 40,810 +40,810 New
PA
16
PFG Advisors
Arizona
$1.01M 40,312 +2,729 +7%
Wells Fargo
17
Wells Fargo
California
$837K 33,535 +3,339 +11%
Citadel Advisors
18
Citadel Advisors
Florida
$830K 33,286 +2,215 +7%
MCM
19
McKinley Capital Management
Alaska
$756K 30,307 -67 -0.2%
Morgan Stanley
20
Morgan Stanley
New York
$720K 28,865 +19,052 +194%
Two Sigma Investments
21
Two Sigma Investments
New York
$716K 28,703 -28,206 -50%
AIP
22
Ahrens Investment Partners
Louisiana
$549K 22,000 +400 +2%
AWW
23
Alan W. Weber
$431K 17,293 – –
Truist Financial
24
Truist Financial
North Carolina
$418K 16,763 +16,763 New
Squarepoint
25
Squarepoint
New York
$407K 16,327 +16,327 New
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