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Saratoga Investment
SAR

Overview Fund Activity

57 hedge funds and large institutions have $46.9M invested in Saratoga Investment in 2023 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 25 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
+5
Holders Change %
+9.62%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
25
Reduced
13
Closed
5
Calls
$757K
Puts
$73K
Net Calls
+$684K
Net Calls Change
+$551K

Top Buyers

1
Millennium Management
Millennium Management
New York
$1.91M
2
Two Sigma Investments
Two Sigma Investments
New York
$630K
3
Two Sigma Advisers
Two Sigma Advisers
New York
$1.61M
4
PI
Putnam Investments
Massachusetts
$695K
5
TI
Trexquant Investment
Connecticut
$292K

Top Sellers

1
BDCM
Black Diamond Capital Management
Connecticut
$11.2M
2
BPC
Banque Pictet & Cie
Switzerland
$0
3
PNAA
Pictet North America Advisors
Switzerland
$0
4
HWAM
Hennion & Walsh Asset Management
New Jersey
$2.46M
5
RJA
Raymond James & Associates
Florida
$1.76M
Name Holding Trade Value Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$11.2M -$12.9M -509,570 -54%
AAM
2
Advisors Asset Management
Colorado
$3.51M +$133K +5,265 +4%
HWAM
3
Hennion & Walsh Asset Management
New Jersey
$2.46M -$408K -16,134 -14%
Wells Fargo
4
Wells Fargo
California
$2.14M +$27.3K +1,080 +1%
Legal & General Group
5
Legal & General Group
United Kingdom
$2.06M +$56.3K +2,232 +3%
Millennium Management
6
Millennium Management
New York
$1.91M +$1.91M +75,717 New
RJA
7
Raymond James & Associates
Florida
$1.76M -$327K -12,945 -16%
LPL Financial
8
LPL Financial
California
$1.64M -$90.5K -3,580 -5%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$1.61M +$624K +24,700 +63%
Ameriprise
10
Ameriprise
Minnesota
$1.47M -$52.7K -2,089 -3%
PAG
11
Private Advisor Group
New Jersey
$1.43M +$59.4K +2,350 +4%
PVM
12
Palogic Value Management
Texas
$1.23M -$30.3K -1,200 -2%
Osaic Holdings
13
Osaic Holdings
Arizona
$910K -$28.3K -1,119 -3%
JCP
14
JB Capital Partners
New York
$856K – – –
CC
15
Claybrook Capital
Massachusetts
$845K +$40K +1,581 +5%
Morgan Stanley
16
Morgan Stanley
New York
$811K +$158K +6,244 +24%
Mackenzie Financial
17
Mackenzie Financial
Ontario, Canada
$781K +$225K +8,890 +40%
AR
18
Advisory Research
Illinois
$750K -$17.6K -695 -2%
NLP
19
Next Level Private
New York
$719K +$19.6K +776 +3%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$698K +$151K +5,965 +28%
PI
21
Putnam Investments
Massachusetts
$695K +$493K +19,504 +244%
PA
22
PFG Advisors
Arizona
$667K -$46.2K -1,826 -6%
Two Sigma Investments
23
Two Sigma Investments
New York
$630K +$630K +24,910 New
Cerity Partners
24
Cerity Partners
New York
$625K -$48.1K -1,902 -7%
DADC
25
D.A. Davidson & Co
Montana
$575K +$64.1K +2,537 +13%
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