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Saratoga Investment
SAR

Overview Fund Activity

26 hedge funds and large institutions have $24M invested in Saratoga Investment in 2018 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 7 closing their positions.

Holders
26
Holders Change
-4
Holders Change %
-13.33%
% of All Funds
0.58%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
3
Increased
8
Reduced
9
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PA
1
PFG Advisors
Arizona
$893K
2
BTS
2
BB&T Securities
Virginia
$488K
3
JPMorgan Chase & Co
3
JPMorgan Chase & Co
New York
$236K
4
Legal & General Group
4
Legal & General Group
United Kingdom
$646K
5
VFA
5
Valeo Financial Advisors
Indiana
$178K

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$0
2
CAS
2
Cue Advisory Services
Arizona
$0
3
CPP
3
Crow Point Partners
Massachusetts
$0
4
DTL
4
Dynamic Technology Lab
Singapore
$0
5
SWP
5
Stratos Wealth Partners
Ohio
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$15.4M 774,287 – –
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$2.27M 114,007 -4,628 -4%
PA
3
PFG Advisors
Arizona
$893K 38,703 +38,703 New
MCM
4
McKinley Capital Management
Alaska
$658K 33,027 -1,841 -5%
Legal & General Group
5
Legal & General Group
United Kingdom
$646K 32,461 +8,054 +33%
Wells Fargo
6
Wells Fargo
California
$630K 31,649 +246 +0.8%
OAM
7
Oxford Asset Management
United Kingdom
$613K 30,811 +2,807 +10%
JPMPWA
8
J.P. Morgan Private Wealth Advisors
California
$578K 29,063 +530 +2%
BTS
9
BB&T Securities
Virginia
$488K 24,555 +24,555 New
AWW
10
Alan W. Weber
$344K 17,293 – –
BAM
11
Belpointe Asset Management
Nevada
$313K 15,714 -440 -3%
Northern Trust
12
Northern Trust
Illinois
$238K 11,957 -100 -0.8%
JPMorgan Chase & Co
13
JPMorgan Chase & Co
New York
$236K 11,863 +8,263 +230%
AIP
14
Ahrens Investment Partners
Louisiana
$203K 10,200 -700 -6%
VFA
15
Valeo Financial Advisors
Indiana
$178K 8,920 +3,200 +56%
UBS Group
16
UBS Group
Switzerland
$69K 3,449 +245 +8%
Morgan Stanley
17
Morgan Stanley
New York
$48K 2,419 -1,555 -39%
Macquarie Group
18
Macquarie Group
Australia
$39K 1,939 +790 +69%
APA
19
American Portfolios Advisors
New York
$34.8K 1,748 -5 -0.3%
AG
20
Advisor Group
Arizona
$33K 1,651 – –
CBT
21
Capital Bank & Trust
California
$20K 1,000 – –
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$14K 720 – –
TRCT
23
Tower Research Capital (TRC)
New York
$7K 331 -84 -20%
GWM
24
Geneos Wealth Management
Colorado
$7K 381 – –
Bank of America
25
Bank of America
North Carolina
$1K 43 -1 -2%
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