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Saratoga Investment
SAR

Overview Fund Activity

22 hedge funds and large institutions have $21.8M invested in Saratoga Investment in 2018 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 10 reducing their positions, and 6 closing their positions.

Holders
22
Holders Change
-3
Holders Change %
-12%
% of All Funds
0.5%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
3
Increased
5
Reduced
10
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BDCM
1
Black Diamond Capital Management
Connecticut
$15.2M
2
SWP
2
Stratos Wealth Partners
Ohio
$155K
3
Legal & General Group
3
Legal & General Group
United Kingdom
$450K
4
Wells Fargo
4
Wells Fargo
California
$344K
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$1.85M

Top Sellers

1
Macquarie Group
1
Macquarie Group
Australia
$299K
2
BTS
2
BB&T Securities
Virginia
$0
3
OAM
3
Oxford Asset Management
United Kingdom
$0
4
BAM
4
Belpointe Asset Management
Nevada
$544K
5
UBS Group
5
UBS Group
Switzerland
$23K
Name Market Value Shares Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$15.2M 728,454 +15,094 +2%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.85M 88,755 +2,650 +3%
CAS
3
Cue Advisory Services
Arizona
$821K 39,449 – –
MCM
4
McKinley Capital Management
Alaska
$658K 31,625 -500 -2%
JPMPWA
5
J.P. Morgan Private Wealth Advisors
California
$594K 28,533 +46 +0.2%
BAM
6
Belpointe Asset Management
Nevada
$544K 26,139 -9,168 -26%
Legal & General Group
7
Legal & General Group
United Kingdom
$450K 21,539 +3,862 +22%
Wells Fargo
8
Wells Fargo
California
$344K 16,527 +3,725 +29%
NFA
9
Nuveen Fund Advisors
Illinois
$339K 16,267 -1,465 -8%
Macquarie Group
10
Macquarie Group
Australia
$299K 14,378 -21,649 -60%
Northern Trust
11
Northern Trust
Illinois
$253K 12,157 -34 -0.3%
Millennium Management
12
Millennium Management
New York
$227K 10,901 -5,417 -33%
SWP
13
Stratos Wealth Partners
Ohio
$155K 7,425 +7,425 New
Morgan Stanley
14
Morgan Stanley
New York
$36K 1,741 -3,479 -67%
APA
15
American Portfolios Advisors
New York
$27.9K 1,340 -1,502 -53%
UBS Group
16
UBS Group
Switzerland
$23K 1,106 -6,241 -85%
CBT
17
Capital Bank & Trust
California
$21K 1,000 – –
AG
18
Advisor Group
Arizona
$13K 639 – –
JPMorgan Chase & Co
19
JPMorgan Chase & Co
New York
$10K 465 -1,035 -69%
GWM
20
Geneos Wealth Management
Colorado
$7K 381 – –
TRCT
21
Tower Research Capital (TRC)
New York
$7K 348 +348 New
SFM
22
Signet Financial Management
New Jersey
$4K 205 +205 New
BTS
23
BB&T Securities
Virginia
– – -10,942 Closed
OAM
24
Oxford Asset Management
United Kingdom
– – -9,056 Closed
AIM
25
Advantage Investment Management
Iowa
– – -4,051 Closed
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