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Saratoga Investment
SAR

Overview Fund Activity

47 hedge funds and large institutions have $31.6M invested in Saratoga Investment in 2021 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 18 increasing their positions, 7 reducing their positions, and 10 closing their positions.

Holders
47
Holders Change
–
Holders Change %
0%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
18
Reduced
7
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$2.22M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$916K
3
Mackenzie Financial
3
Mackenzie Financial
Ontario, Canada
$1.19M
4
HWAM
4
Hennion & Walsh Asset Management
New Jersey
$3.25M
5
BRWA
5
B. Riley Wealth Advisors
Florida
$359K

Top Sellers

1
CCM
1
Callodine Capital Management
Massachusetts
$0
2
Truist Financial
2
Truist Financial
North Carolina
$0
3
AIP
3
Ahrens Investment Partners
Louisiana
$0
4
Marshall Wace
4
Marshall Wace
United Kingdom
$0
5
California Public Employees Retirement System
5
California Public Employees Retirement System
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
HWAM
1
Hennion & Walsh Asset Management
New Jersey
$3.25M 121,084 +19,617 +19%
AAM
2
Advisors Asset Management
Colorado
$3.13M 116,534 +3,452 +3%
PI
3
Putnam Investments
Massachusetts
$2.65M 98,701 -7,519 -7%
RJA
4
Raymond James & Associates
Florida
$2.22M 82,598 +66,014 +398%
Legal & General Group
5
Legal & General Group
United Kingdom
$1.92M 71,472 -8,193 -10%
Wells Fargo
6
Wells Fargo
California
$1.87M 69,769 +4,953 +8%
LPL Financial
7
LPL Financial
California
$1.86M 69,098 +594 +0.9%
Cerity Partners
8
Cerity Partners
New York
$1.42M 53,013 -3,971 -7%
AM
9
Ares Management
California
$1.22M 45,473 – –
Osaic Holdings
10
Osaic Holdings
Arizona
$1.22M 45,340 -9,085 -17%
Mackenzie Financial
11
Mackenzie Financial
Ontario, Canada
$1.19M 44,084 +23,665 +116%
PA
12
PFG Advisors
Arizona
$933K 34,731 – –
Two Sigma Advisers
13
Two Sigma Advisers
New York
$916K 34,100 +34,100 New
JCP
14
JB Capital Partners
New York
$909K 33,847 – –
Two Sigma Investments
15
Two Sigma Investments
New York
$899K 33,439 +8,438 +34%
CRC
16
Curi RMB Capital
Illinois
$682K 25,400 +5,000 +25%
VEA
17
Virtus ETF Advisers
New York
$555K 20,643 +4,105 +25%
EGA
18
Eagle Global Advisors
Texas
$518K 19,280 -320 -2%
UBS Group
19
UBS Group
Switzerland
$470K 17,521 +5,480 +46%
DADC
20
D.A. Davidson & Co
Montana
$441K 16,420 +316 +2%
PAG
21
Private Advisor Group
New Jersey
$387K 14,400 +550 +4%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$380K 14,136 +3,364 +31%
D.E. Shaw & Co
23
D.E. Shaw & Co
New York
$360K 13,405 -9,233 -41%
BRWA
24
B. Riley Wealth Advisors
Florida
$359K 13,348 +13,348 New
Northern Trust
25
Northern Trust
Illinois
$310K 11,517 +11,517 New
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