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Saratoga Investment

26 hedge funds and large institutions have $29M invested in Saratoga Investment in 2018 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

33% more capital invested

Capital invested by funds: $21.8M → $29M (+$7.16M)

18% more funds holding

Funds holding: 2226 (+4)

17% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 6

0.27% more ownership

Funds ownership: 16.76%17.03% (+0.27%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
26
Holders Change
+4
Holders Change %
+18.18%
% of All Funds
0.6%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
7
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BDCM
1
Black Diamond Capital Management
Connecticut
$20.6M +$365K +16,406 +2%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.85M
CAS
3
Cue Advisory Services
Arizona
$1.09M
MCM
4
McKinley Capital Management
Alaska
$961K +$68.7K +3,086 +10%
JMPWA
5
JP Morgan Private Wealth Advisors
California
$790K
Legal & General Group
6
Legal & General Group
United Kingdom
$610K +$11K +492 +2%
Wells Fargo
7
Wells Fargo
California
$540K +$65.8K +2,954 +18%
AWW
8
Alan W. Weber
$479K +$385K +17,293 New
BAM
9
Belpointe Asset Management
Nevada
$424K -$241K -10,838 -41%
Northern Trust
10
Northern Trust
Illinois
$334K -$2.23K -100 -0.8%
AIP
11
Ahrens Investment Partners
Louisiana
$230K +$185K +8,300 New
NFA
12
Nuveen Fund Advisors
Illinois
$217K -$188K -8,434 -52%
SWP
13
Stratos Wealth Partners
Ohio
$206K
Macquarie Group
14
Macquarie Group
Australia
$173K -$181K -8,114 -56%
JP Morgan Chase
15
JP Morgan Chase
New York
$111K +$78.7K +3,534 +760%
AG
16
Advisor Group
Arizona
$97K +$63.2K +2,839 +444%
CF
17
Centaurus Financial
California
$66K +$53.4K +2,400 New
VFA
18
Valeo Financial Advisors
Indiana
$66K +$60.6K +2,720 New
APA
19
American Portfolios Advisors
New York
$37.2K +$111 +5 +0.4%
CBT
20
Capital Bank & Trust
California
$28K
UBS Group
21
UBS Group
Switzerland
$22K -$6.81K -306 -28%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$20K +$16K +720 New
GWM
23
Geneos Wealth Management
Colorado
$10K
CIBC Private Wealth Group
24
CIBC Private Wealth Group
Georgia
$8K +$6.68K +300 New
SFM
25
Signet Financial Management
New Jersey
$6K

SAR Hedge Fund Activity: Q2 2018 in Review

26 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q2 2018, worth a combined $29M — up 33% from $21.8M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new SAR positions and 2 closed out — a net gain of 4 holders — while 7 added to existing stakes and 6 trimmed.

The largest buyer was Alan W. Weber, opening a new position worth an estimated $385K. The largest seller was Belpointe Asset Management, cutting an estimated $241K.

  • 26 institutional investors held Saratoga Investment (SAR) as of Q2 2018, up from 22 in Q1 2018.
  • Funds reported $29M of Saratoga Investment stock for Q2 2018, up 33% quarter-over-quarter.
  • 6 funds opened new Saratoga Investment positions in Q2 2018 and 2 closed out, a net change of +4 holders.
  • The largest Saratoga Investment buyer in Q2 2018 was Alan W. Weber, an estimated $385K added.
  • The largest Saratoga Investment seller in Q2 2018 was Belpointe Asset Management, an estimated $241K sold.

Based on aggregated 13F filings for Q2 2018.