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Saratoga Investment
SAR

Overview Fund Activity

26 hedge funds and large institutions have $29M invested in Saratoga Investment in 2018 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 2 closing their positions.

Holders
26
Holders Change
+4
Holders Change %
+18.18%
% of All Funds
0.6%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
7
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AWW
1
Alan W. Weber
$479K
2
BDCM
2
Black Diamond Capital Management
Connecticut
$20.6M
3
AIP
3
Ahrens Investment Partners
Louisiana
$230K
4
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$111K
5
MCM
5
McKinley Capital Management
Alaska
$961K

Top Sellers

1
BAM
1
Belpointe Asset Management
Nevada
$424K
2
NFA
2
Nuveen Fund Advisors
Illinois
$217K
3
Millennium Management
3
Millennium Management
New York
$0
4
Macquarie Group
4
Macquarie Group
Australia
$173K
5
Morgan Stanley
5
Morgan Stanley
New York
$3K
Name Market Value Shares Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$20.6M 744,860 +16,406 +2%
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.85M 88,755 – –
CAS
3
Cue Advisory Services
Arizona
$1.09M 39,449 – –
MCM
4
McKinley Capital Management
Alaska
$961K 34,711 +3,086 +10%
JPMPWA
5
J.P. Morgan Private Wealth Advisors
California
$790K 28,533 – –
Legal & General Group
6
Legal & General Group
United Kingdom
$610K 22,031 +492 +2%
Wells Fargo
7
Wells Fargo
California
$540K 19,481 +2,954 +18%
AWW
8
Alan W. Weber
$479K 17,293 +17,293 New
BAM
9
Belpointe Asset Management
Nevada
$424K 15,301 -10,838 -41%
Northern Trust
10
Northern Trust
Illinois
$334K 12,057 -100 -0.8%
AIP
11
Ahrens Investment Partners
Louisiana
$230K 8,300 +8,300 New
NFA
12
Nuveen Fund Advisors
Illinois
$217K 7,833 -8,434 -52%
SWP
13
Stratos Wealth Partners
Ohio
$206K 7,425 – –
Macquarie Group
14
Macquarie Group
Australia
$173K 6,264 -8,114 -56%
JPMorgan Chase & Co
15
JPMorgan Chase & Co
New York
$111K 3,999 +3,534 +760%
AG
16
Advisor Group
Arizona
$97K 3,478 +2,839 +444%
CF
17
Centaurus Financial
California
$66K 2,400 +2,400 New
VFA
18
Valeo Financial Advisors
Indiana
$66K 2,720 +2,720 New
APA
19
American Portfolios Advisors
New York
$37.2K 1,345 +5 +0.4%
CBT
20
Capital Bank & Trust
California
$28K 1,000 – –
UBS Group
21
UBS Group
Switzerland
$22K 800 -306 -28%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$20K 720 +720 New
GWM
23
Geneos Wealth Management
Colorado
$10K 381 – –
CIBC Private Wealth Group
24
CIBC Private Wealth Group
Georgia
$8K 300 +300 New
SFM
25
Signet Financial Management
New Jersey
$6K 205 – –
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