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Saratoga Investment
SAR

Overview Fund Activity

48 hedge funds and large institutions have $48.6M invested in Saratoga Investment in 2022 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 22 increasing their positions, 11 reducing their positions, and 11 closing their positions.

Holders
48
Holders Change
-6
Holders Change %
-11.11%
% of All Funds
0.83%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
22
Reduced
11
Closed
11
Calls
$271K
Puts
$2K
Net Calls
+$269K
Net Calls Change
-$9K

Top Buyers

1
NLP
1
Next Level Private
New York
$608K
2
BDCM
2
Black Diamond Capital Management
Connecticut
$21.8M
3
CC
3
Claybrook Capital
Massachusetts
$471K
4
HWAM
4
Hennion & Walsh Asset Management
New Jersey
$2.33M
5
LFG
5
Larson Financial Group
Missouri
$176K

Top Sellers

1
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$0
2
Millennium Management
2
Millennium Management
New York
$0
3
Two Sigma Investments
3
Two Sigma Investments
New York
$0
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$831K
5
AAS
5
Avantax Advisory Services
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$21.8M 1,049,211 +11,880 +1%
AAM
2
Advisors Asset Management
Colorado
$3.13M 150,799 +6,805 +5%
HWAM
3
Hennion & Walsh Asset Management
New Jersey
$2.33M 112,137 +10,179 +10%
RJA
4
Raymond James & Associates
Florida
$1.78M 85,557 +749 +0.9%
Wells Fargo
5
Wells Fargo
California
$1.71M 82,189 -67 -0.1%
Legal & General Group
6
Legal & General Group
United Kingdom
$1.58M 75,649 +4,626 +7%
LPL Financial
7
LPL Financial
California
$1.38M 66,552 +2,541 +4%
Ameriprise
8
Ameriprise
Minnesota
$994K 47,873 +6,972 +17%
PAG
9
Private Advisor Group
New Jersey
$954K 45,924 +4,400 +11%
BPC
10
Banque Pictet & Cie
Switzerland
$901K 43,403 +1,003 +2%
PNAA
11
Pictet North America Advisors
Switzerland
$901K 43,403 +1,003 +2%
Two Sigma Advisers
12
Two Sigma Advisers
New York
$831K 40,000 -14,400 -26%
Osaic Holdings
13
Osaic Holdings
Arizona
$764K 36,801 -6,515 -15%
AR
14
Advisory Research
Illinois
$742K 35,721 +500 +1%
Morgan Stanley
15
Morgan Stanley
New York
$730K 35,160 +944 +3%
JCP
16
JB Capital Partners
New York
$703K 33,847 – –
NLP
17
Next Level Private
New York
$608K 27,683 +27,683 New
PA
18
PFG Advisors
Arizona
$598K 28,802 -1,163 -4%
Cerity Partners
19
Cerity Partners
New York
$553K 26,613 -2,078 -7%
Mackenzie Financial
20
Mackenzie Financial
Ontario, Canada
$546K 26,303 -3,926 -13%
CRC
21
Curi RMB Capital
Illinois
$538K 25,901 – –
CC
22
Claybrook Capital
Massachusetts
$471K 22,655 +11,550 +104%
CPIG
23
Chicago Partners Investment Group
Illinois
$468K 19,863 +77 +0.4%
DADC
24
D.A. Davidson & Co
Montana
$443K 21,318 +74 +0.3%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$393K 18,926 +5,854 +45%
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