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Saratoga Investment

52 hedge funds and large institutions have $56.9M invested in Saratoga Investment in 2022 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

59% more call options, than puts

Call options by funds: $359K | Put options by funds: $226K

33% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 12

17% more capital invested

Capital invested by funds: $48.6M → $56.9M (+$8.28M)

8% more funds holding

Funds holding: 4852 (+4)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.29% less ownership

Funds ownership: 19.48%19.19% (-0.29%)

Holders
52
Holders Change
+4
Holders Change %
+8.33%
% of All Funds
0.84%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
16
Reduced
12
Closed
6
Calls
$359K
Puts
$226K
Net Calls
+$133K
Net Calls Change
-$136K
Name Holding Trade Value Shares
Change
Change in
Stake
BDCM
1
Black Diamond Capital Management
Connecticut
$24.2M -$2.34M -97,871 -9%
AAM
2
Advisors Asset Management
Colorado
$3.41M -$411K -17,214 -11%
HWAM
3
Hennion & Walsh Asset Management
New Jersey
$2.89M +$32K +1,342 +1%
Wells Fargo
4
Wells Fargo
California
$2.13M +$32.5K +1,360 +2%
RJA
5
Raymond James & Associates
Florida
$2.1M -$72.5K -3,036 -4%
Legal & General Group
6
Legal & General Group
United Kingdom
$2.03M +$94.8K +3,968 +5%
LPL Financial
7
LPL Financial
California
$1.75M +$45.7K +1,912 +3%
Ameriprise
8
Ameriprise
Minnesota
$1.54M +$298K +12,495 +26%
PVM
9
Palogic Value Management
Texas
$1.27M +$1.19M +49,980 New
BPC
10
Banque Pictet & Cie
Switzerland
$1.13M +$25.4K +1,065 +2%
PNAA
11
Pictet North America Advisors
Switzerland
$1.13M +$25.4K +1,065 +2%
Two Sigma Advisers
12
Two Sigma Advisers
New York
$997K -$21.5K -900 -2%
Osaic Holdings
13
Osaic Holdings
Arizona
$946K +$7.24K +303 +0.8%
JCP
14
JB Capital Partners
New York
$863K
CC
15
Claybrook Capital
Massachusetts
$812K +$220K +9,209 +41%
AR
16
Advisory Research
Illinois
$774K -$128K -5,370 -15%
NLP
17
Next Level Private
New York
$732K
PA
18
PFG Advisors
Arizona
$719K -$14K -585 -2%
Cerity Partners
19
Cerity Partners
New York
$678K
Morgan Stanley
20
Morgan Stanley
New York
$658K -$223K -9,342 -27%
Mackenzie Financial
21
Mackenzie Financial
Ontario, Canada
$561K -$102K -4,285 -16%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$552K +$65.1K +2,728 +14%
BRWA
23
B. Riley Wealth Advisors
Florida
$544K +$96K +4,020 +24%
CPIG
24
Chicago Partners Investment Group
Illinois
$539K +$2.58K +108 +0.5%
DADC
25
D.A. Davidson & Co
Montana
$515K -$26.3K -1,100 -5%

SAR Hedge Fund Activity: Q4 2022 in Review

52 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q4 2022, worth a combined $56.9M — up 17% from $48.6M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SAR positions and 6 closed out — a net gain of 5 holders — while 16 added to existing stakes and 12 trimmed.

The largest buyer was Ameriprise, adding an estimated $298K. The largest seller was Black Diamond Capital Management, cutting an estimated $2.34M.

  • 52 institutional investors held Saratoga Investment (SAR) as of Q4 2022, up from 48 in Q3 2022.
  • Funds reported $56.9M of Saratoga Investment stock for Q4 2022, up 17% quarter-over-quarter.
  • 11 funds opened new Saratoga Investment positions in Q4 2022 and 6 closed out, a net change of +5 holders.
  • The largest Saratoga Investment buyer in Q4 2022 was Ameriprise, an estimated $298K added.
  • The largest Saratoga Investment seller in Q4 2022 was Black Diamond Capital Management, an estimated $2.34M sold.

Based on aggregated 13F filings for Q4 2022.