SAR icon

Saratoga Investment
SAR

Overview Fund Activity

52 hedge funds and large institutions have $56.9M invested in Saratoga Investment in 2022 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 6 closing their positions.

Holders
52
Holders Change
+4
Holders Change %
+8.33%
% of All Funds
0.84%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
16
Reduced
12
Closed
6
Calls
$359K
Puts
$226K
Net Calls
+$133K
Net Calls Change
-$136K

Top Buyers

1
PVM
1
Palogic Value Management
Texas
$1.27M
2
Ameriprise
2
Ameriprise
Minnesota
$1.54M
3
Citadel Advisors
3
Citadel Advisors
Florida
$259K
4
Mariner
4
Mariner
Kansas
$243K
5
CC
5
Claybrook Capital
Massachusetts
$812K

Top Sellers

1
BDCM
1
Black Diamond Capital Management
Connecticut
$24.2M
2
CRC
2
Curi RMB Capital
Illinois
$0
3
AAM
3
Advisors Asset Management
Colorado
$3.41M
4
Northern Trust
4
Northern Trust
Illinois
$0
5
Rockefeller Capital Management
5
Rockefeller Capital Management
New York
$209K
Name Market Value Shares Shares
Change 		Shares
Change %
BDCM
1
Black Diamond Capital Management
Connecticut
$24.2M 951,340 -97,871 -9%
AAM
2
Advisors Asset Management
Colorado
$3.41M 133,585 -17,214 -11%
HWAM
3
Hennion & Walsh Asset Management
New Jersey
$2.89M 113,479 +1,342 +1%
Wells Fargo
4
Wells Fargo
California
$2.13M 83,549 +1,360 +2%
RJA
5
Raymond James & Associates
Florida
$2.1M 82,521 -3,036 -4%
Legal & General Group
6
Legal & General Group
United Kingdom
$2.03M 79,617 +3,968 +5%
LPL Financial
7
LPL Financial
California
$1.75M 68,464 +1,912 +3%
Ameriprise
8
Ameriprise
Minnesota
$1.54M 60,368 +12,495 +26%
PVM
9
Palogic Value Management
Texas
$1.27M 49,980 +49,980 New
BPC
10
Banque Pictet & Cie
Switzerland
$1.13M 44,468 +1,065 +2%
PNAA
11
Pictet North America Advisors
Switzerland
$1.13M 44,468 +1,065 +2%
Two Sigma Advisers
12
Two Sigma Advisers
New York
$997K 39,100 -900 -2%
Osaic Holdings
13
Osaic Holdings
Arizona
$946K 37,104 +303 +0.8%
JCP
14
JB Capital Partners
New York
$863K 33,847 – –
CC
15
Claybrook Capital
Massachusetts
$812K 31,864 +9,209 +41%
AR
16
Advisory Research
Illinois
$774K 30,351 -5,370 -15%
NLP
17
Next Level Private
New York
$732K 27,683 – –
PA
18
PFG Advisors
Arizona
$719K 28,217 -585 -2%
Cerity Partners
19
Cerity Partners
New York
$678K 26,613 – –
Morgan Stanley
20
Morgan Stanley
New York
$658K 25,818 -9,342 -27%
Mackenzie Financial
21
Mackenzie Financial
Ontario, Canada
$561K 22,018 -4,285 -16%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$552K 21,654 +2,728 +14%
BRWA
23
B. Riley Wealth Advisors
Florida
$544K 20,770 +4,020 +24%
CPIG
24
Chicago Partners Investment Group
Illinois
$539K 19,971 +108 +0.5%
DADC
25
D.A. Davidson & Co
Montana
$515K 20,218 -1,100 -5%
1
2 3