Advisors Asset Management’s Saratoga Investment SAR Stock Holding History

Advisors Asset Management’s Portfolio SAR Stock Details SAR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$2.71M	Buy	121,635 +15,010	+14%	+$337K	0.04%	534
2026 Q1	$2.33M	Buy	106,625 +5,242	+5%	+$121K	0.04%	550
2025 Q4	$2.34M	Sell	101,383 -14,258	-12%	-$323K	0.04%	552
2025 Q3	$2.82M	Buy	115,641 +10,356	+10%	+$258K	0.05%	496
2025 Q2	$2.61M	Sell	105,285 -9,226	-8%	-$223K	0.05%	503
2025 Q1	$2.9M	Buy	114,511 +7,110	+7%	+$177K	0.05%	461
2024 Q4	$2.57M	Sell	107,401 -4,972	-4%	-$121K	0.05%	499
2024 Q3	$2.61M	Sell	112,373 -2,656	-2%	-$61.3K	0.05%	487
2024 Q2	$2.61M	Sell	115,029 -11,136	-9%	-$260K	0.05%	469
2024 Q1	$2.93M	Buy	126,165 +6,837	+6%	+$161K	0.06%	437
2023 Q4	$3.09M	Sell	119,328 -20,723	-15%	-$518K	0.06%	382
2023 Q3	$3.6M	Buy	140,051 +11,500	+9%	+$302K	0.08%	335
2023 Q2	$3.47M	Sell	128,551 -10,299	-7%	-$264K	0.07%	342
2023 Q1	$3.51M	Buy	138,850 +5,265	+4%	+$139K	0.07%	343
2022 Q4	$3.41M	Sell	133,585 -17,214	-11%	-$411K	0.07%	348
2022 Q3	$3.13M	Buy	150,799 +6,805	+5%	+$164K	0.06%	350
2022 Q2	$3.45M	Sell	143,994 -2,583	-2%	-$66.9K	0.06%	328
2022 Q1	$4M	Buy	146,577 +8,347	+6%	+$229K	0.06%	338
2021 Q4	$4.06M	Buy	138,230 +6,143	+5%	+$179K	0.06%	363
2021 Q3	$3.8M	Buy	132,087 +15,553	+13%	+$429K	0.06%	365
2021 Q2	$3.13M	Buy	116,534 +3,452	+3%	+$88.4K	0.04%	446
2021 Q1	$2.86M	Buy	113,082 +5,557	+5%	+$129K	0.04%	447
2020 Q4	$2.24M	Buy	107,525 +10,183	+10%	+$204K	0.04%	503
2020 Q3	$1.63M	Buy	97,342 +18,341	+23%	+$313K	0.03%	542
2020 Q2	$1.25M	Buy	79,001 +12,814	+19%	+$189K	0.02%	624
2020 Q1	$762K	Buy	66,187 +15,025	+29%	+$346K	0.02%	695
2019 Q4	$1.28M	Buy	51,162 +14,678	+40%	+$368K	0.02%	677
2019 Q3	$902K	Buy	36,484 +12,820	+54%	+$317K	0.02%	791
2019 Q2	$584K	Buy	23,664 +14,756	+166%	+$361K	0.01%	958
2019 Q1	$198K	Buy	+8,908	New	+$202K	﹤0.01%	1208

Other funds holding SAR

Lido Advisors Los Angeles, California $36.8B AUM 26.6% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

IAIM

International Assets Investment Management Orlando, Florida $1.67B AUM 28.26% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

EFG

Ethos Financial Group King Of Prussia, Pennsylvania $1.5B AUM 22.75% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Advisors Asset Management's SAR Position: Q2 2026 in Review

Advisors Asset Management increased its Saratoga Investment (SAR) stake by 14% in Q2 2026, buying an estimated $337K and bringing the position to 121,635 shares worth $2.71M. The position accounts for 0.04% of the portfolio, ranked #534.

Advisors Asset Management first reported a position in SAR in Q1 2019 and has held it in 30 quarters since. The position peaked at $4.06M in Q4 2021. 58 funds tracked by Wall St. Rank hold SAR as of Q2 2026.

Advisors Asset Management held 121,635 shares of Saratoga Investment worth $2.71M as of Q2 2026.
Advisors Asset Management bought 15,010 Saratoga Investment shares in Q2 2026, an estimated $337K.
Saratoga Investment made up 0.04% of Advisors Asset Management's portfolio in Q2 2026, its #534 holding.
Advisors Asset Management first reported a position in Saratoga Investment in Q1 2019 and has held it in 30 quarters since.
Advisors Asset Management's Saratoga Investment position peaked at $4.06M in Q4 2021.
58 funds tracked by Wall St. Rank held Saratoga Investment as of Q2 2026.

Based on Advisors Asset Management's 13F filing for Q2 2026, filed 14 Aug 2026.