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Saratoga Investment
SAR

Overview Fund Activity

16 hedge funds and large institutions have $30.3M invested in Saratoga Investment in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 3 increasing their positions, 1 reducing their positions, and 1 closing their positions.

Holders
16
Holders Change
+3
Holders Change %
+23.08%
% of All Funds
0.46%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
3
Reduced
1
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DCM
1
Dialectic Capital Management
Connecticut
$518K
2
Morgan Stanley
2
Morgan Stanley
New York
$479K
3
Legal & General Group
3
Legal & General Group
United Kingdom
$81K
4
TRCT
4
Tower Research Capital (TRC)
New York
$15K
5
BRWA
5
B. Riley Wealth Advisors
Florida
$1.57K

Top Sellers

1
BFA
1
BlackRock Fund Advisors
California
$0
2
U
2
UBS
Switzerland
$22K
Name Market Value Shares Shares
Change 		Shares
Change %
BTS
1
BB&T Securities
Virginia
$12.6M 80,162 – –
BDCM
2
Black Diamond Capital Management
Connecticut
$7.96M 505,935 – –
RCM
3
Raging Capital Management
New Jersey
$5M 318,077 – –
Bank of America
4
Bank of America
North Carolina
$3M 190,662 – –
DCM
5
Dialectic Capital Management
Connecticut
$518K 32,957 +32,957 New
Morgan Stanley
6
Morgan Stanley
New York
$479K 30,440 +5,559 +22%
ACM
7
Ativo Capital Management
Illinois
$400K 25,457 – –
CIM
8
Confluence Investment Management
Missouri
$235K 14,936 – –
Legal & General Group
9
Legal & General Group
United Kingdom
$81K 5,125 +1,478 +41%
U
10
UBS
Switzerland
$22K 1,377 -839 -38%
TRCT
11
Tower Research Capital (TRC)
New York
$15K 966 +360 +59%
DA
12
Denali Advisors
California
$4K 254 – –
GSC
13
Ground Swell Capital
South Carolina
$4K 278 +278 New
BRWA
14
B. Riley Wealth Advisors
Florida
$1.57K 100 +100 New
BNP Paribas Financial Markets
15
BNP Paribas Financial Markets
France
$661 42 – –
BFA
16
BlackRock Fund Advisors
California
– – -9,702 Closed
Wells Fargo
17
Wells Fargo
California
– – – –
Deutsche Bank
18
Deutsche Bank
Germany
$0 8 +8 New