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Saratoga Investment
SAR

16 hedge funds and large institutions have $30.3M invested in Saratoga Investment in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 3 increasing their positions, 1 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

200% more repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 1

23% more funds holding

Funds holding: 13 → 16 (+3)

4% more capital invested

Capital invested by funds: $29.1M → $30.3M (+$1.21M)

0.56% more ownership

Funds ownership: 21.87% → 22.43% (+0.56%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
16
Holders Change
+3
Holders Change %
+23.08%
% of All Funds
0.46%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
3
Reduced
1
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
DCM
Dialectic Capital Management
Connecticut
+$510K
2
Morgan Stanley
Morgan Stanley
New York
+$85.9K
3
Legal & General Group
Legal & General Group
United Kingdom
+$22.9K
4
TRCT
Tower Research Capital (TRC)
New York
+$5.57K
5
BRWA
B. Riley Wealth Advisors
Florida
+$1.55K

Top Sellers

Rank Fund Capital Flow
1
BFA
BlackRock Fund Advisors
California
-$149K
2
U
UBS
Switzerland
-$13K
Name Holding Trade Value Shares
Change 		Change in
Stake
BTS
1
BB&T Securities
Virginia
$12.6M – – –
BDCM
2
Black Diamond Capital Management
Connecticut
$7.96M – – –
RCM
3
Raging Capital Management
New Jersey
$5M – – –
Bank of America
4
Bank of America
North Carolina
$3M – – –
DCM
5
Dialectic Capital Management
Connecticut
$518K +$510K +32,957 New
Morgan Stanley
6
Morgan Stanley
New York
$479K +$85.9K +5,559 +22%
ACM
7
Ativo Capital Management
Illinois
$400K – – –
CIM
8
Confluence Investment Management
Missouri
$235K – – –
Legal & General Group
9
Legal & General Group
United Kingdom
$81K +$22.9K +1,478 +41%
U
10
UBS
Switzerland
$22K -$13K -839 -38%
TRCT
11
Tower Research Capital (TRC)
New York
$15K +$5.57K +360 +59%
DA
12
Denali Advisors
California
$4K – – –
GSC
13
Ground Swell Capital
South Carolina
$4K +$4.3K +278 New
BRWA
14
B. Riley Wealth Advisors
Florida
$1.57K +$1.55K +100 New
BNP Paribas Financial Markets
15
BNP Paribas Financial Markets
France
$661 – – –
BFA
16
BlackRock Fund Advisors
California
– -$149K -9,702 Closed
Deutsche Bank
17
Deutsche Bank
Germany
– +$124 +8 New

SAR Hedge Fund Activity: Q2 2014 in Review

16 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q2 2014, worth a combined $30.3M — up 4.2% from $29.1M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SAR positions and 1 closed out — a net gain of 3 holders — while 3 added to existing stakes and 1 trimmed.

The largest buyer was Dialectic Capital Management, opening a new position worth an estimated $510K. The largest seller was BlackRock Fund Advisors, exiting entirely with an estimated $149K sold.

  • 16 institutional investors held Saratoga Investment (SAR) as of Q2 2014, up from 13 in Q1 2014.
  • Funds reported $30.3M of Saratoga Investment stock for Q2 2014, up 4.2% quarter-over-quarter.
  • 4 funds opened new Saratoga Investment positions in Q2 2014 and 1 closed out, a net change of +3 holders.
  • The largest Saratoga Investment buyer in Q2 2014 was Dialectic Capital Management, an estimated $510K added.
  • The largest Saratoga Investment seller in Q2 2014 was BlackRock Fund Advisors, an estimated $149K sold.

Based on aggregated 13F filings for Q2 2014.