Dialectic Capital Management’s Saratoga Investment SAR Stock Holding History

Dialectic Capital Management’s Portfolio SAR Stock Details SAR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-42,492	Closed	-$656K	–	145
2015 Q4	$656K	Sell	42,492 -59,851	-58%	-$937K	0.19%	106
2015 Q3	$1.65M	Buy	102,343 +8,989	+10%	+$150K	0.54%	55
2015 Q2	$1.6M	Sell	93,354 -56,512	-38%	-$956K	0.48%	62
2015 Q1	$2.38M	Buy	149,866 +29,281	+24%	+$454K	0.41%	71
2014 Q4	$1.79M	Buy	120,585 +40,585	+51%	+$615K	0.34%	112
2014 Q3	$1.28M	Buy	80,000 +47,043	+143%	+$749K	0.3%	109
2014 Q2	$518K	Buy	+32,957	New	+$510K	0.16%	128

Other funds holding SAR

BDCM

Black Diamond Capital Management Stamford, Connecticut $172M AUM 2.61% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

MCA

Mendon Capital Advisors Key Largo, Florida $283M AUM 40.56% 1-Year Est. Return

CRC

Curi RMB Capital Chicago, Illinois $6.48B AUM 30.25% 1-Year Est. Return

CAS

Cue Advisory Services Phoenix, Arizona $167M AUM 18.62% 1-Year Est. Return

MCM

McKinley Capital Management Anchorage, Alaska $571M AUM 36.44% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Dialectic Capital Management's SAR Position: Q1 2016 in Review

Dialectic Capital Management sold out of Saratoga Investment (SAR) in Q1 2016, closing a stake of 42,492 shares — an estimated $656K sold.

Dialectic Capital Management first reported a position in SAR in Q2 2014 and held it in 7 quarters. The position peaked at $2.38M in Q1 2015. 22 funds tracked by Wall St. Rank hold SAR as of Q1 2016.

Dialectic Capital Management reported no remaining Saratoga Investment position as of Q1 2016 after selling out during the quarter.
Dialectic Capital Management sold 42,492 Saratoga Investment shares in Q1 2016, an estimated $656K.
Dialectic Capital Management first reported a position in Saratoga Investment in Q2 2014 and held it in 7 quarters.
Dialectic Capital Management's Saratoga Investment position peaked at $2.38M in Q1 2015.
22 funds tracked by Wall St. Rank held Saratoga Investment as of Q1 2016.

Based on Dialectic Capital Management's 13F filing for Q1 2016, filed 16 May 2016.