Dialectic Capital Management’s Saratoga Investment SAR Stock Holding History

Dialectic Capital Management’s Portfolio SAR Stock Details SAR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-42,492	Closed	-$656K	–	165
2015 Q4	$656K	Sell	42,492 -59,851	-58%	-$937K	0.44%	106
2015 Q3	$1.65M	Buy	102,343 +8,989	+10%	+$150K	1.13%	55
2015 Q2	$1.6M	Sell	93,354 -56,512	-38%	-$956K	1.11%	62
2015 Q1	$2.38M	Buy	149,866 +29,281	+24%	+$454K	1.06%	71
2014 Q4	$1.79M	Buy	120,585 +40,585	+51%	+$615K	0.84%	112
2014 Q3	$1.28M	Buy	80,000 +47,043	+143%	+$749K	0.6%	109
2014 Q2	$518K	Buy	+32,957	New	+$510K	0.31%	128

Other funds holding SAR

Black Diamond Capital Management Stamford, Connecticut $172M AUM 2.61% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Mendon Capital Advisors Key Largo, Florida $258M AUM 21.23% 1-Year Est. Return

Curi RMB Capital Chicago, Illinois $5.61B AUM 18.93% 1-Year Est. Return

Cue Advisory Services Phoenix, Arizona $167M AUM 18.62% 1-Year Est. Return

McKinley Capital Management Anchorage, Alaska $571M AUM 36.44% 1-Year Est. Return

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $431B AUM 30.22% 1-Year Est. Return