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Confluence Investment Management’s Saratoga Investment SAR Stock Holding History

Confluence Investment Management’s Portfolio SAR Stock Details SAR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q3 		– Sell
-14,936
Closed -$256K – 248
2015
Q2 		$256K Hold
14,936
– – 0.01% 226
2015
Q1 		$237K Hold
14,936
– – 0.01% 231
2014
Q4 		$222K Hold
14,936
– – 0.01% 241
2014
Q3 		$240K Hold
14,936
– – 0.01% 248
2014
Q2 		$235K Hold
14,936
– – 0.01% 252
2014
Q1 		$230K Hold
14,936
– – 0.01% 248
2013
Q4 		$234K Buy
14,936
+851
+6% +$14.7K 0.01% 253
2013
Q3 		$265K Hold
14,085
– – 0.02% 245
2013
Q2 		$247K Buy
+14,085
New +$246K 0.02% 249

Other funds holding SAR

BDCM
Black Diamond Capital Management Stamford, Connecticut $172M AUM 2.61% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
DCM
Dialectic Capital Management Norwalk, Connecticut $155M AUM 59.34% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
RVPG
Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return
CAS
Cue Advisory Services Phoenix, Arizona $167M AUM 18.62% 1-Year Est. Return
MCM
McKinley Capital Management Anchorage, Alaska $571M AUM 36.44% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Confluence Investment Management's SAR Position: Q3 2015 in Review

Confluence Investment Management sold out of Saratoga Investment (SAR) in Q3 2015, closing a stake of 14,936 shares — an estimated $256K sold.

Confluence Investment Management first reported a position in SAR in Q2 2013 and held it in 9 quarters. The position peaked at $265K in Q3 2013. 17 funds tracked by Wall St. Rank hold SAR as of Q3 2015.

  • Confluence Investment Management reported no remaining Saratoga Investment position as of Q3 2015 after selling out during the quarter.
  • Confluence Investment Management sold 14,936 Saratoga Investment shares in Q3 2015, an estimated $256K.
  • Confluence Investment Management first reported a position in Saratoga Investment in Q2 2013 and held it in 9 quarters.
  • Confluence Investment Management's Saratoga Investment position peaked at $265K in Q3 2013.
  • 17 funds tracked by Wall St. Rank held Saratoga Investment as of Q3 2015.

Based on Confluence Investment Management's 13F filing for Q3 2015, filed 4 Nov 2015.