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UBS’s Saratoga Investment SAR Stock Holding History

UBS’s Portfolio SAR Stock Details SAR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$19K Sell
1,170
-207
-15% -$3.3K ﹤0.01% 8084
2014
Q2 		$22K Sell
1,377
-839
-38% -$13K ﹤0.01% 7958
2014
Q1 		$34K Sell
2,216
-720
-25% -$11.3K ﹤0.01% 7362
2013
Q4 		$46K Buy
2,936
+577
+24% +$9.93K ﹤0.01% 7057
2013
Q3 		$44K Buy
2,359
+1,335
+130% +$24.4K ﹤0.01% 7039
2013
Q2 		$18K Buy
+1,024
New +$17.9K ﹤0.01% 8022

Other funds holding SAR

BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
BDCM
Black Diamond Capital Management Stamford, Connecticut $172M AUM 2.61% 1-Year Est. Return
RCM
Raging Capital Management Rocky Hill, New Jersey $18.2M AUM 17.75% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
DCM
Dialectic Capital Management Norwalk, Connecticut $155M AUM 59.34% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
RVP
Relative Value Partners Northbrook, Illinois $880M AUM 0.38% 1-Year Est. Return

UBS's SAR Position: Q3 2014 in Review

UBS reduced its Saratoga Investment (SAR) stake by 15% in Q3 2014, selling an estimated $3.3K and leaving 1,170 shares worth $19K. The position accounts for ﹤0.01% of the portfolio, ranked #8084.

UBS first reported a position in SAR in Q2 2013 and has held it in 6 quarters since. The position peaked at $46K in Q4 2013. 17 funds tracked by Wall St. Rank hold SAR as of Q3 2014.

  • UBS held 1,170 shares of Saratoga Investment worth $19K as of Q3 2014.
  • UBS sold 207 Saratoga Investment shares in Q3 2014, an estimated $3.3K.
  • Saratoga Investment made up ﹤0.01% of UBS's portfolio in Q3 2014, its #8084 holding.
  • UBS first reported a position in Saratoga Investment in Q2 2013 and has held it in 6 quarters since.
  • UBS's Saratoga Investment position peaked at $46K in Q4 2013.
  • 17 funds tracked by Wall St. Rank held Saratoga Investment as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.