First Trust Capital Management’s Saratoga Investment SAR Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-25,631	Closed	-$528K	–	42
2016 Q4	$528K	Buy	+25,631	New	+$528K	0.15%	28
2016 Q2	$521K	Buy	30,834 +18,505	+150%	+$313K	0.19%	38
2016 Q1	$193K	Buy	+12,329	New	+$193K	0.13%	36