First Trust Capital Management’s Saratoga Investment SAR Stock Holding History

First Trust Capital Management’s Portfolio SAR Stock Details SAR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-25,631	Closed	-$528K	–	42
2016 Q4	$528K	Buy	+25,631	New	+$485K	0.15%	28
2016 Q2	$521K	Buy	30,834 +18,505	+150%	+$304K	0.19%	38
2016 Q1	$193K	Buy	+12,329	New	+$178K	0.13%	36

Other funds holding SAR

BDCM

Black Diamond Capital Management Stamford, Connecticut $172M AUM 2.61% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

CAS

Cue Advisory Services Phoenix, Arizona $167M AUM 18.62% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

MCM

McKinley Capital Management Anchorage, Alaska $571M AUM 36.44% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

AWW

Alan W. Weber $336M AUM 75.94% 1-Year Est. Return

NFA

Nuveen Fund Advisors Chicago, Illinois $239K AUM 19.32% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

First Trust Capital Management's SAR Position: Q1 2017 in Review

First Trust Capital Management sold out of Saratoga Investment (SAR) in Q1 2017, closing a stake of 25,631 shares — an estimated $528K sold.

First Trust Capital Management first reported a position in SAR in Q1 2016 and held it in 3 quarters. The position peaked at $528K in Q4 2016. 20 funds tracked by Wall St. Rank hold SAR as of Q1 2017.

First Trust Capital Management reported no remaining Saratoga Investment position as of Q1 2017 after selling out during the quarter.
First Trust Capital Management sold 25,631 Saratoga Investment shares in Q1 2017, an estimated $528K.
First Trust Capital Management first reported a position in Saratoga Investment in Q1 2016 and held it in 3 quarters.
First Trust Capital Management's Saratoga Investment position peaked at $528K in Q4 2016.
20 funds tracked by Wall St. Rank held Saratoga Investment as of Q1 2017.

Based on First Trust Capital Management's 13F filing for Q1 2017, filed 11 May 2017.