Advisor Group’s Saratoga Investment SAR Stock Holding History

Advisor Group’s Portfolio SAR Stock Details SAR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$331K	Buy	13,252 +169	+1%	+$4.24K	﹤0.01%	1976
2019 Q3	$323K	Buy	13,083 +8,192	+167%	+$202K	﹤0.01%	1943
2019 Q2	$121K	Sell	4,891 -355	-7%	-$8.68K	﹤0.01%	2715
2019 Q1	$116K	Buy	5,246 +3,595	+218%	+$81.3K	﹤0.01%	2738
2018 Q4	$33K	Hold	1,651	–	–	﹤0.01%	3482
2018 Q3	$38K	Sell	1,651 -1,827	-53%	-$44.6K	﹤0.01%	3482
2018 Q2	$97K	Buy	3,478 +2,839	+444%	+$63.2K	﹤0.01%	2551
2018 Q1	$13K	Hold	639	–	–	﹤0.01%	3930
2017 Q4	$14K	Hold	639	–	–	﹤0.01%	3906
2017 Q3	$14K	Hold	639	–	–	﹤0.01%	3781
2017 Q2	$13K	Buy	+639	New	+$13.8K	﹤0.01%	3792

Other funds holding SAR

BDCM

Black Diamond Capital Management Stamford, Connecticut $172M AUM 2.61% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

OAM

Oxford Asset Management Oxford, United Kingdom $232M AUM 31% 1-Year Est. Return

Advisor Group's SAR Position: Q4 2019 in Review

Advisor Group increased its Saratoga Investment (SAR) stake by 1.3% in Q4 2019, buying an estimated $4.24K and bringing the position to 13,252 shares worth $331K. The position accounts for ﹤0.01% of the portfolio, ranked #1976.

Advisor Group first reported a position in SAR in Q2 2017 and has held it in 11 quarters since. 47 funds tracked by Wall St. Rank hold SAR as of Q4 2019.

Advisor Group held 13,252 shares of Saratoga Investment worth $331K as of Q4 2019.
Advisor Group bought 169 Saratoga Investment shares in Q4 2019, an estimated $4.24K.
Saratoga Investment made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #1976 holding.
Advisor Group first reported a position in Saratoga Investment in Q2 2017 and has held it in 11 quarters since.
47 funds tracked by Wall St. Rank held Saratoga Investment as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.