Ladenburg Thalmann Financial Services’s Brookfield Real Assets Income Fund RA Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio RA Stock Details RA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$3.59M	Buy	167,963 +40,468	+32%	+$900K	0.02%	617
2019 Q3	$2.88M	Buy	127,495 +20,351	+19%	+$451K	0.02%	668
2019 Q2	$2.32M	Buy	107,144 +15,402	+17%	+$337K	0.02%	736
2019 Q1	$1.98M	Buy	91,742 +26,433	+40%	+$555K	0.02%	774
2018 Q4	$1.25M	Sell	65,309 -83,741	-56%	-$1.74M	0.01%	908
2018 Q3	$3.44M	Buy	149,050 +59,015	+66%	+$1.37M	0.03%	515
2018 Q2	$1.96M	Hold	90,035	–	–	0.02%	711
2018 Q1	$1.96M	Sell	90,035 -92,510	-51%	-$2.09M	0.02%	711
2017 Q4	$4.27M	Buy	182,545 +108,227	+146%	+$2.56M	0.04%	394
2017 Q3	$1.77M	Buy	74,318 +5,638	+8%	+$134K	0.02%	690
2017 Q2	$1.59M	Buy	68,680 +11,818	+21%	+$276K	0.02%	689
2017 Q1	$1.29M	Buy	56,862 +17,275	+44%	+$395K	0.02%	761
2016 Q4	$883K	Buy	+39,587	New	+$868K	0.01%	911

Other funds holding RA

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

TIM

Triad Investment Management Newport Beach, California $90.7M AUM

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

WGA

Weather Gauge Advisory Williamsburg, Virginia $82.4M AUM 27.79% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Ladenburg Thalmann Financial Services's RA Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Brookfield Real Assets Income Fund (RA) stake by 32% in Q4 2019, buying an estimated $900K and bringing the position to 167,963 shares worth $3.59M. The position accounts for 0.02% of the portfolio, ranked #617.

Ladenburg Thalmann Financial Services first reported a position in RA in Q4 2016 and has held it in 13 quarters since. The position peaked at $4.27M in Q4 2017. 97 funds tracked by Wall St. Rank hold RA as of Q4 2019.

Ladenburg Thalmann Financial Services held 167,963 shares of Brookfield Real Assets Income Fund worth $3.59M as of Q4 2019.
Ladenburg Thalmann Financial Services bought 40,468 Brookfield Real Assets Income Fund shares in Q4 2019, an estimated $900K.
Brookfield Real Assets Income Fund made up 0.02% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #617 holding.
Ladenburg Thalmann Financial Services first reported a position in Brookfield Real Assets Income Fund in Q4 2016 and has held it in 13 quarters since.
Ladenburg Thalmann Financial Services's Brookfield Real Assets Income Fund position peaked at $4.27M in Q4 2017.
97 funds tracked by Wall St. Rank held Brookfield Real Assets Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.