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RA

Brookfield Real Assets Income Fund

74 hedge funds and large institutions have $183M invested in Brookfield Real Assets Income Fund in 2017 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 18 increasing their positions, 25 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less funds holding

Funds holding: 7774 (-3)

4.65% less ownership

Funds ownership: 25.7%21.05% (-4.7%)

16% less capital invested

Capital invested by funds: $217M → $183M (-$34.6M)

20% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 10

28% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 25

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
74
Holders Change
-3
Holders Change %
-3.9%
% of All Funds
1.84%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
8
Increased
18
Reduced
25
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$31M +$2.8M +117,889 +10%
RCM
2
Rivernorth Capital Management
Florida
$23.9M -$27M -1,139,618 -53%
EVM
3
Eaton Vance Management
Massachusetts
$20M +$13.8K +581 +0.1%
Morgan Stanley
4
Morgan Stanley
New York
$15.8M +$1.75M +73,638 +12%
Invesco
5
Invesco
Georgia
$9.93M -$632K -26,637 -6%
PPA
6
Parametric Portfolio Associates
Washington
$9.21M -$6.22M -262,346 -40%
Baird Financial Group
7
Baird Financial Group
Wisconsin
$6.43M +$1.63M +68,623 +34%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$5.76M +$620K +26,149 +12%
Bessemer Group
9
Bessemer Group
New Jersey
$5.42M -$2.37M -100,000 -30%
GC
10
Guggenheim Capital
Illinois
$4.59M -$1.09M -46,117 -19%
Wells Fargo
11
Wells Fargo
California
$4M -$9.87M -416,054 -71%
Bank of America
12
Bank of America
North Carolina
$3.73M -$149K -6,287 -4%
RCM
13
Robinson Capital Management
Michigan
$3.71M
CBA
14
Coastal Bridge Advisors
Connecticut
$3.53M -$391K -16,479 -10%
AAM
15
Advisors Asset Management
Colorado
$2.41M -$581K -24,482 -19%
LCM
16
Landscape Capital Management
New Jersey
$2.16M
PCP
17
Proficio Capital Partners
Massachusetts
$2.14M
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$1.77M +$134K +5,638 +8%
EGA
19
E&G Advisors
Texas
$1.75M +$83.1K +3,505 +5%
QFA
20
Quattro Financial Advisors
Texas
$1.52M +$1.51M +63,665 New
CL
21
CSS LLC
Illinois
$1.51M
CAN
22
Cetera Advisor Networks
California
$1.29M +$3.53K +149 +0.3%
Stifel Financial
23
Stifel Financial
Missouri
$1.28M -$2.87K -121 -0.2%
RJA
24
Raymond James & Associates
Florida
$1.28M +$325K +13,696 +34%
ACM
25
Ashford Capital Management
Delaware
$1.27M +$1.27M +53,363 New

RA Hedge Fund Activity: Q3 2017 in Review

74 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Brookfield Real Assets Income Fund (RA) for Q3 2017, worth a combined $183M — down 16% from $217M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of RA and 8 opened new positions — a net loss of 2 holders — while 25 trimmed existing stakes and 18 added.

The largest buyer was UBS Group, adding an estimated $2.8M. The largest seller was Rivernorth Capital Management, cutting an estimated $27M.

  • 74 institutional investors held Brookfield Real Assets Income Fund (RA) as of Q3 2017, down from 77 in Q2 2017.
  • Funds reported $183M of Brookfield Real Assets Income Fund stock for Q3 2017, down 16% quarter-over-quarter.
  • 8 funds opened new Brookfield Real Assets Income Fund positions in Q3 2017 and 10 closed out, a net change of -2 holders.
  • The largest Brookfield Real Assets Income Fund buyer in Q3 2017 was UBS Group, an estimated $2.8M added.
  • The largest Brookfield Real Assets Income Fund seller in Q3 2017 was Rivernorth Capital Management, an estimated $27M sold.

Based on aggregated 13F filings for Q3 2017.