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RA

Brookfield Real Assets Income Fund
RA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$68.7M +$3.42M +266,668 +5%
SIA
2
Sit Investment Associates
Minnesota
$39.4M +$2.66M +207,281 +7%
Wells Fargo
3
Wells Fargo
California
$21.6M +$1.27M +98,937 +6%
GC
4
Guggenheim Capital
Illinois
$13.7M +$919K +71,678 +7%
PCM
5
Penserra Capital Management
California
$8M +$304K +23,676 +4%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$7.28M -$1.01M -79,143 -12%
Bank of America
7
Bank of America
North Carolina
$6.28M +$822K +64,111 +15%
LPL Financial
8
LPL Financial
California
$5.09M +$1.24M +96,570 +32%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$4.75M +$365K +28,444 +8%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$3.76M +$316K +24,686 +9%
RC
11
Rareview Capital
Nevada
$3.71M +$315K +24,533 +10%
Raymond James Financial
12
Raymond James Financial
Florida
$3.59M +$629K +49,044 +21%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$3.58M +$258K +20,157 +8%
RP
14
Riverbridge Partners
Minnesota
$3.11M +$25K +1,950 +0.8%
1CP
15
1607 Capital Partners
Virginia
$2.98M -$2.2M -171,367 -43%
First Trust Advisors
16
First Trust Advisors
Illinois
$2.49M +$152K +11,883 +7%
Stifel Financial
17
Stifel Financial
Missouri
$1.99M +$159K +12,373 +9%
COLIM
18
City of London Investment Management
United Kingdom
$1.75M -$3.3M -257,630 -65%
NWMP
19
Noble Wealth Management PBC
Colorado
$1.74M +$110K +8,605 +7%
BRWA
20
B. Riley Wealth Advisors
Florida
$1.72M -$141K -10,998 -8%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$1.56M +$79.6K +6,207 +5%
SPIA
22
Steward Partners Investment Advisory
New York
$1.53M -$590 -46 -0%
PAG
23
Private Advisor Group
New Jersey
$1.51M +$58.1K +4,533 +4%
CEFA
24
Closed-End Fund Advisors
Virginia
$1.5M +$20.2K +1,572 +1%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$1.47M +$80.4K +6,269 +6%
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