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RA

Brookfield Real Assets Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$38M -$1.48M -66,542 -4%
Morgan Stanley
2
Morgan Stanley
New York
$10.8M -$8.79M -396,403 -45%
VIA
3
Vident Investment Advisory
Georgia
$10.7M +$590K +26,595 +6%
Invesco
4
Invesco
Georgia
$9M -$460K -20,742 -5%
Bank of America
5
Bank of America
North Carolina
$7.82M +$256K +11,537 +3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$5.02M -$1.14M -51,407 -19%
TIM
7
Triad Investment Management
California
$4.64M +$325K +14,675 +7%
CBA
8
Coastal Bridge Advisors
Connecticut
$3.78M -$540K -24,370 -13%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$3.01M -$60.4K -2,724 -2%
CAN
10
Cetera Advisor Networks
California
$3M +$83.3K +3,757 +3%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$2.88M +$451K +20,351 +19%
WGA
12
Weather Gauge Advisory
Virginia
$2.86M +$22.3K +1,004 +0.8%
ACM
13
Ashford Capital Management
Delaware
$2.63M +$37.6K +1,695 +1%
CF
14
Centaurus Financial
California
$2.34M +$90.5K +4,080 +4%
OAM
15
Orinda Asset Management
California
$2.26M +$554K +25,000 +33%
RJA
16
Raymond James & Associates
Florida
$2.17M +$1.64M +73,973 +337%
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$2.14M +$3.33K +150 +0.2%
RCM
18
Robinson Capital Management
Michigan
$1.74M -$33.3K -1,500 -2%
FM
19
Family Management
New York
$1.7M -$25.6K -1,154 -2%
BPSG
20
Brookfield Public Securities Group
New York
$1.6M +$1.57M +70,889 New
EGA
21
E&G Advisors
Texas
$1.46M +$1.44M +64,739 New
LPL Financial
22
LPL Financial
California
$1.41M +$60.1K +2,711 +5%
AWCI
23
Alpine Woods Capital Investors
New York
$1.35M
Stifel Financial
24
Stifel Financial
Missouri
$1.33M -$139K -6,262 -10%
SFS
25
Shaker Financial Services
Virginia
$1.23M -$2.05M -92,313 -63%