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RA

Brookfield Real Assets Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.1M +$5.66M +370,172 +19%
CAN
2
Cetera Advisor Networks
California
$13.6M -$397K -26,007 -2%
LCM
3
Landscape Capital Management
New Jersey
$11M +$13.8M +900,667 New
SCM
4
Saba Capital Management
New York
$9.48M +$11.8M +773,939 New
CC
5
Centiva Capital
New York
$7.62M +$9.5M +621,910 New
COLIM
6
City of London Investment Management
United Kingdom
$4.36M +$5.43M +355,581 New
AA
7
AQR Arbitrage
Connecticut
$4.21M +$5.25M +343,611 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3.2M +$2.61M +170,576 +188%
CF
9
Centaurus Financial
California
$2.71M -$613K -40,097 -15%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$2.37M -$143K -9,353 -5%
EAM
11
Eschler Asset Management
United Kingdom
$2.14M +$2.67M +175,000 New
LPL Financial
12
LPL Financial
California
$2M -$280K -18,352 -10%
Stifel Financial
13
Stifel Financial
Missouri
$1.92M +$111K +7,233 +5%
AGM
14
Alpine Global Management
New York
$1.87M +$2.33M +152,765 New
BFM
15
Boothbay Fund Management
New York
$1.78M +$2.22M +145,000 New
RJA
16
Raymond James & Associates
Florida
$1.71M -$94.1K -6,161 -4%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.62M +$499K +32,648 +33%
MC
18
Matisse Capital
Oregon
$1.41M +$1.76M +115,000 New
RJFSA
19
Raymond James Financial Services Advisors
Florida
$1.4M -$1.98M -129,813 -53%
QOP
20
Quinn Opportunity Partners
Virginia
$1.24M +$1.54M +100,883 New
BC
21
Brookfield Corp
Ontario, Canada
$1.23M
UBS Group
22
UBS Group
Switzerland
$1.18M +$17.1K +1,121 +1%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$1.13M -$129K -8,430 -8%
HighTower Advisors
24
HighTower Advisors
Illinois
$958K +$802K +52,453 +201%
AWS
25
Atria Wealth Solutions
New York
$934K +$598K +39,119 +105%