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RA

Brookfield Real Assets Income Fund
RA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$33.6M +$5.25M +251,354 +18%
CAN
2
Cetera Advisor Networks
California
$13.3M -$139K -6,668 -1%
Invesco
3
Invesco
Georgia
$6.96M -$1M -47,925 -12%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$6.32M -$167K -8,000 -3%
CF
5
Centaurus Financial
California
$5.35M +$18.5K +887 +0.3%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$4.42M +$333K +15,942 +8%
Bank of America
7
Bank of America
North Carolina
$3.82M -$419K -20,071 -10%
VIA
8
Vident Investment Advisory
Georgia
$3.78M +$754K +36,120 +25%
Osaic Holdings
9
Osaic Holdings
Arizona
$3.4M +$222K +10,650 +7%
RJA
10
Raymond James & Associates
Florida
$3.11M -$340K -16,271 -10%
LPL Financial
11
LPL Financial
California
$3.01M -$933K -44,662 -24%
UBS Group
12
UBS Group
Switzerland
$2.97M +$353K +16,907 +13%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.47M -$187K -8,950 -7%
Stifel Financial
14
Stifel Financial
Missouri
$2.16M +$269K +12,890 +14%
BC
15
Brookfield Corp
Ontario, Canada
$2.09M – – –
TIM
16
Triad Investment Management
California
$2.03M -$736K -35,223 -26%
MGAM
17
McGowan Group Asset Management
Texas
$1.83M -$96.2K -4,606 -5%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$1.83M +$11.9K +572 +0.7%
ACP
19
Aviance Capital Partners
Florida
$1.57M +$497K +23,794 +46%
BRWA
20
B. Riley Wealth Advisors
Florida
$1.41M -$41.6K -1,992 -3%
ACM
21
Ashford Capital Management
Delaware
$1.28M +$20.9K +1,000 +2%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$1.28M +$108K +5,153 +9%
SPIA
23
Steward Partners Investment Advisory
New York
$1.21M +$71.2K +3,412 +6%
EGA
24
E&G Advisors
Texas
$1.1M -$4.18K -200 -0.4%
DWM
25
Doyle Wealth Management
Florida
$1.07M +$1.08M +51,680 New
1
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