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RA

Brookfield Real Assets Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$34.5M +$4.96M +398,960 +17%
SCM
2
Saba Capital Management
New York
$22.9M +$12.6M +1,011,067 +131%
LCM
3
Landscape Capital Management
New Jersey
$16.1M +$4.45M +357,843 +40%
CAN
4
Cetera Advisor Networks
California
$14.1M -$151K -12,180 -1%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$9.2M +$5.68M +456,792 +175%
AA
6
AQR Arbitrage
Connecticut
$8.47M +$3.95M +317,638 +92%
Pathstone Holdings
7
Pathstone Holdings
New Jersey
$6.93M +$6.73M +541,251 New
COLIM
8
City of London Investment Management
United Kingdom
$5.98M +$1.39M +111,388 +31%
HC
9
Hara Capital
Washington
$4.96M +$4.81M +386,808 New
EAM
10
Eschler Asset Management
United Kingdom
$3.05M +$678K +54,500 +31%
BFM
11
Boothbay Fund Management
New York
$2.94M +$1.05M +84,500 +58%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$2.33M -$136K -10,913 -6%
Stifel Financial
13
Stifel Financial
Missouri
$1.96M -$46.1K -3,706 -2%
AGM
14
Alpine Global Management
New York
$1.92M -$34.4K -2,765 -2%
BC
15
Brookfield Corp
Ontario, Canada
$1.84M +$537K +43,218 +43%
LPL Financial
16
LPL Financial
California
$1.69M -$395K -31,726 -19%
UBS Group
17
UBS Group
Switzerland
$1.66M +$415K +33,370 +35%
Bank of America
18
Bank of America
North Carolina
$1.64M +$1.18M +94,891 +287%
RJA
19
Raymond James & Associates
Florida
$1.6M -$183K -14,689 -11%
MC
20
Matisse Capital
Oregon
$1.47M
RJFSA
21
Raymond James Financial Services Advisors
Florida
$1.36M -$98.5K -7,921 -7%
LSC
22
Logan Stone Capital
Illinois
$1.31M +$1.27M +102,372 New
CF
23
Centaurus Financial
California
$1.31M -$1.48M -119,091 -54%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$1.18M -$8.54K -687 -0.7%
Osaic Holdings
25
Osaic Holdings
Arizona
$1.12M -$557K -44,788 -34%