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RA

Brookfield Real Assets Income Fund
RA

Name Holding Trade Value Shares
Change 		Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$49.7M -$11.6M -498,563 -19%
UBS Group
2
UBS Group
Switzerland
$27.5M +$1.66M +70,883 +6%
EVM
3
Eaton Vance Management
Massachusetts
$19.4M – – –
PPA
4
Parametric Portfolio Associates
Washington
$15.1M +$15.2M +649,630 New
Morgan Stanley
5
Morgan Stanley
New York
$13.7M +$318K +13,600 +2%
Wells Fargo
6
Wells Fargo
California
$13.5M +$742K +31,758 +6%
Invesco
7
Invesco
Georgia
$10.3M -$20.9K -893 -0.2%
Bessemer Group
8
Bessemer Group
New Jersey
$7.6M -$1.87M -80,000 -20%
GC
9
Guggenheim Capital
Illinois
$5.54M -$2.03M -86,834 -27%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$5.01M +$610K +26,129 +14%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$4.67M -$541K -23,146 -10%
Bank of America
12
Bank of America
North Carolina
$3.78M -$202K -8,633 -5%
CBA
13
Coastal Bridge Advisors
Connecticut
$3.71M -$327K -14,017 -8%
RCM
14
Robinson Capital Management
Michigan
$3.61M – – –
AAM
15
Advisors Asset Management
Colorado
$2.91M -$1.17M -49,923 -28%
PCP
16
Proficio Capital Partners
Massachusetts
$2.15M +$22.9K +980 +1%
LCM
17
Landscape Capital Management
New Jersey
$2.1M -$2.12M -90,684 -50%
EGA
18
E&G Advisors
Texas
$1.63M +$465K +19,921 +40%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$1.59M +$276K +11,818 +21%
CL
20
CSS LLC
Illinois
$1.47M – – –
CAN
21
Cetera Advisor Networks
California
$1.25M +$58.1K +2,487 +5%
Stifel Financial
22
Stifel Financial
Missouri
$1.25M +$37.3K +1,595 +3%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.19M +$217K +9,301 +22%
HK
24
Horizon Kinetics
New York
$1.05M -$7.22K -309 -0.7%
LPL Financial
25
LPL Financial
California
$1.04M -$1.2M -51,402 -53%
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