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RA

Brookfield Real Assets Income Fund
RA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$32.9M +$3.14M +142,312 +10%
CAN
2
Cetera Advisor Networks
California
$13.4M +$226K +10,244 +2%
Invesco
3
Invesco
Georgia
$7.19M +$336K +15,236 +5%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$6.13M +$780K +35,360 +14%
CF
5
Centaurus Financial
California
$5.21M +$332K +15,054 +6%
Bank of America
6
Bank of America
North Carolina
$4.67M -$40.5K -1,838 -0.8%
LPL Financial
7
LPL Financial
California
$4.01M +$200K +9,067 +5%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$3.79M +$724K +32,835 +22%
RJA
9
Raymond James & Associates
Florida
$3.33M +$322K +14,588 +10%
Osaic Holdings
10
Osaic Holdings
Arizona
$2.87M +$23.2K +1,051 +0.8%
UBS Group
11
UBS Group
Switzerland
$2.82M +$205K +9,285 +7%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.46M +$38.1K +1,727 +1%
BC
13
Brookfield Corp
Ontario, Canada
$2.1M – – –
WGA
14
Weather Gauge Advisory
Virginia
$1.96M -$1.13K -51 -0.1%
Thrivent Financial for Lutherans
15
Thrivent Financial for Lutherans
Minnesota
$1.86M -$181K -8,200 -8%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.77M -$11.4K -515 -0.6%
Stifel Financial
17
Stifel Financial
Missouri
$1.7M -$296K -13,395 -14%
MGAM
18
McGowan Group Asset Management
Texas
$1.53M +$291K +13,197 +22%
BRWA
19
B. Riley Wealth Advisors
Florida
$1.37M +$11.2K +508 +0.8%
Wells Fargo
20
Wells Fargo
California
$1.36M -$623K -28,247 -30%
ACP
21
Aviance Capital Partners
Florida
$1.29M +$58.3K +2,644 +4%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$1.18M -$150K -6,816 -11%
EGA
23
E&G Advisors
Texas
$1.14M +$1.2M +54,288 New
SPIA
24
Steward Partners Investment Advisory
New York
$1.1M +$119K +5,403 +11%
SDWIA
25
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$1.07M +$38.2K +1,730 +3%
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