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RA

Brookfield Real Assets Income Fund
RA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.9M -$4.33M -200,959 -13%
CAN
2
Cetera Advisor Networks
California
$13.7M +$129K +5,997 +0.9%
Invesco
3
Invesco
Georgia
$8.1M +$856K +39,744 +12%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$6.6M +$427K +19,833 +7%
CF
5
Centaurus Financial
California
$5.43M +$169K +7,857 +3%
Bank of America
6
Bank of America
North Carolina
$4.31M -$416K -19,329 -9%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$4.16M +$347K +16,113 +9%
LPL Financial
8
LPL Financial
California
$4M -$47.6K -2,210 -1%
RJA
9
Raymond James & Associates
Florida
$3.51M +$152K +7,066 +4%
Osaic Holdings
10
Osaic Holdings
Arizona
$3.24M +$351K +16,315 +12%
VIA
11
Vident Investment Advisory
Georgia
$3.09M +$3.15M +146,352 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.71M +$230K +10,699 +9%
UBS Group
13
UBS Group
Switzerland
$2.67M -$182K -8,469 -6%
BC
14
Brookfield Corp
Ontario, Canada
$2.12M – – –
TIM
15
Triad Investment Management
California
$2.12M +$2.89M +134,058 New
MGAM
16
McGowan Group Asset Management
Texas
$1.96M +$418K +19,427 +27%
Stifel Financial
17
Stifel Financial
Missouri
$1.93M +$215K +9,993 +12%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$1.85M +$62.6K +2,905 +3%
BRWA
19
B. Riley Wealth Advisors
Florida
$1.48M +$103K +4,792 +7%
ACM
20
Ashford Capital Management
Delaware
$1.28M +$445K +20,651 +51%
SDWIA
21
Schwarz Dygos Wheeler Investment Advisors
Minnesota
$1.2M +$119K +5,524 +11%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$1.19M +$3.47K +161 +0.3%
SPIA
23
Steward Partners Investment Advisory
New York
$1.16M +$50.1K +2,325 +4%
EGA
24
E&G Advisors
Texas
$1.13M -$21.5K -1,000 -2%
ACP
25
Aviance Capital Partners
Florida
$1.1M -$208K -9,663 -16%
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