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RA

Brookfield Real Assets Income Fund
RA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$27.5M +$24.2K +1,269 +0.1%
CAN
2
Cetera Advisor Networks
California
$14.3M +$3.43M +179,596 +28%
PCM
3
Penserra Capital Management
California
$9M +$9.97M +522,887 New
RJFSA
4
Raymond James Financial Services Advisors
Florida
$6.11M +$916K +48,032 +16%
Invesco
5
Invesco
Georgia
$5.87M -$180K -9,449 -3%
CF
6
Centaurus Financial
California
$4.97M -$390K -20,444 -7%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$4.09M +$252K +13,222 +6%
Bank of America
8
Bank of America
North Carolina
$3.6M +$106K +5,544 +3%
LPL Financial
9
LPL Financial
California
$2.85M +$13.9K +729 +0.4%
UBS Group
10
UBS Group
Switzerland
$2.59M -$1.78M -93,111 -38%
RJA
11
Raymond James & Associates
Florida
$2.53M +$88.2K +4,626 +3%
Stifel Financial
12
Stifel Financial
Missouri
$2.14M +$51.6K +2,708 +2%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.91M +$123K +6,444 +6%
BC
14
Brookfield Corp
Ontario, Canada
$1.73M – – –
MGAM
15
McGowan Group Asset Management
Texas
$1.69M +$91.8K +4,814 +5%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.68M +$96.9K +5,082 +5%
ACP
17
Aviance Capital Partners
Florida
$1.6M +$75.9K +3,977 +4%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.57M -$368K -19,273 -17%
BRWA
19
B. Riley Wealth Advisors
Florida
$1.38M +$212K +11,100 +16%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$1.13M +$42.2K +2,213 +3%
ACM
21
Ashford Capital Management
Delaware
$977K – – –
EGA
22
E&G Advisors
Texas
$914K – – –
TIM
23
Triad Investment Management
California
$905K -$326K -17,079 -25%
SPC
24
Sigma Planning Corp
Michigan
$784K -$35.9K -1,882 -4%
SPIA
25
Steward Partners Investment Advisory
New York
$778K -$80.9K -4,242 -9%
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