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RA

Brookfield Real Assets Income Fund
RA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$32.3M +$634K +37,871 +2%
CAN
2
Cetera Advisor Networks
California
$19M +$1.71M +102,215 +10%
CF
3
Centaurus Financial
California
$4.38M -$521K -31,148 -11%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$4.09M -$3.74M -223,708 -48%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$3.39M -$672K -40,178 -17%
LPL Financial
6
LPL Financial
California
$3.05M +$19.4K +1,162 +0.6%
Stifel Financial
7
Stifel Financial
Missouri
$2.51M +$94.2K +5,630 +4%
RJA
8
Raymond James & Associates
Florida
$2.45M +$115K +6,885 +5%
BRWA
9
B. Riley Wealth Advisors
Florida
$2.32M +$1.07M +63,860 +86%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$1.69M +$4.99K +298 +0.3%
BC
11
Brookfield Corp
Ontario, Canada
$1.69M – – –
Osaic Holdings
12
Osaic Holdings
Arizona
$1.67M -$85.4K -5,105 -5%
UBS Group
13
UBS Group
Switzerland
$1.59M -$546K -32,621 -26%
WA
14
WESPAC Advisors
California
$1.58M -$38.5K -2,299 -2%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.52M -$124K -7,420 -8%
MGAM
16
McGowan Group Asset Management
Texas
$1.41M -$47.9K -2,862 -3%
ACP
17
Aviance Capital Partners
Florida
$1.24M -$17.1K -1,024 -1%
Bank of America
18
Bank of America
North Carolina
$1.11M -$2.15M -128,513 -66%
TIM
19
Triad Investment Management
California
$1.06M +$82.2K +4,913 +8%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$1.05M -$129K -7,708 -11%
EGA
21
E&G Advisors
Texas
$878K -$1.67K -100 -0.2%
Ameriprise
22
Ameriprise
Minnesota
$867K +$113K +6,728 +15%
DC
23
Davenport & Co
Virginia
$803K +$2.26K +135 +0.3%
SPC
24
Sigma Planning Corp
Michigan
$740K -$9.59K -573 -1%
Wells Fargo
25
Wells Fargo
California
$728K -$308K -18,413 -30%
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