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RA

Brookfield Real Assets Income Fund
RA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$26.5M +$735K +42,386 +3%
CAN
2
Cetera Advisor Networks
California
$16.3M +$3.09M +178,239 +22%
PCM
3
Penserra Capital Management
California
$9.28M +$894K +51,611 +10%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$7.17M +$1.54M +88,812 +25%
Invesco
5
Invesco
Georgia
$5.95M +$479K +27,620 +8%
CF
6
Centaurus Financial
California
$4.85M +$191K +11,004 +4%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$3.91M +$72.8K +4,202 +2%
Bank of America
8
Bank of America
North Carolina
$3.43M +$53.8K +3,103 +1%
LPL Financial
9
LPL Financial
California
$2.83M +$169K +9,780 +6%
RJA
10
Raymond James & Associates
Florida
$2.25M -$131K -7,578 -5%
UBS Group
11
UBS Group
Switzerland
$2.24M -$204K -11,764 -8%
Stifel Financial
12
Stifel Financial
Missouri
$2.19M +$193K +11,115 +9%
Osaic Holdings
13
Osaic Holdings
Arizona
$1.65M -$151K -8,723 -8%
BC
14
Brookfield Corp
Ontario, Canada
$1.62M – – –
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.61M +$42.1K +2,429 +2%
MGAM
16
McGowan Group Asset Management
Texas
$1.49M -$97.6K -5,629 -6%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.46M -$17K -982 -1%
BRWA
18
B. Riley Wealth Advisors
Florida
$1.2M -$96.9K -5,590 -7%
ACP
19
Aviance Capital Partners
Florida
$1.15M -$372K -21,439 -23%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$1.08M +$23.3K +1,342 +2%
TIM
21
Triad Investment Management
California
$853K +$4.13K +238 +0.5%
EGA
22
E&G Advisors
Texas
$853K -$5.2K -300 -0.6%
DC
23
Davenport & Co
Virginia
$760K +$43.3K +2,499 +6%
SPC
24
Sigma Planning Corp
Michigan
$716K -$21.9K -1,263 -3%
SPIA
25
Steward Partners Investment Advisory
New York
$686K -$47.5K -2,740 -6%
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