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RA

Brookfield Real Assets Income Fund
RA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$15.7M -$163K -9,496 -1%
CAN
2
Cetera Advisor Networks
California
$11.9M +$1.03M +59,975 +10%
Invesco
3
Invesco
Georgia
$11.3M -$139K -8,109 -1%
UBS Group
4
UBS Group
Switzerland
$8.79M -$1.18M -68,838 -12%
PPA
5
Parametric Portfolio Associates
Washington
$8.15M -$1.77M -103,011 -18%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$4.86M -$1.22M -71,246 -21%
Bank of America
7
Bank of America
North Carolina
$4.25M -$816K -47,537 -17%
TIM
8
Triad Investment Management
California
$3.85M +$662K +38,560 +22%
Wells Fargo
9
Wells Fargo
California
$3.75M +$157K +9,166 +5%
AAM
10
Advisors Asset Management
Colorado
$3.15M -$1.53M -88,967 -33%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$2.97M +$1.06M +61,535 +59%
CF
12
Centaurus Financial
California
$2.43M +$90.2K +5,253 +4%
Thrivent Financial for Lutherans
13
Thrivent Financial for Lutherans
Minnesota
$2.32M – – –
RJA
14
Raymond James & Associates
Florida
$2.24M +$17.8K +1,039 +0.8%
Osaic Holdings
15
Osaic Holdings
Arizona
$2.13M -$2.44M -142,257 -54%
BC
16
Brookfield Corp
Ontario, Canada
$1.97M +$22.6K +1,315 +1%
GC
17
Guggenheim Capital
Illinois
$1.96M -$547K -31,845 -22%
WGA
18
Weather Gauge Advisory
Virginia
$1.94M -$147K -8,559 -7%
LPL Financial
19
LPL Financial
California
$1.91M +$108K +6,297 +6%
RCM
20
Rivernorth Capital Management
Florida
$1.57M +$1.51M +87,954 New
LCM
21
Landscape Capital Management
New Jersey
$1.43M +$592K +34,459 +75%
Stifel Financial
22
Stifel Financial
Missouri
$1.41M -$303K -17,633 -18%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$1.4M +$9.29K +541 +0.7%
SPIA
24
Steward Partners Investment Advisory
New York
$1.37M +$37K +2,158 +3%
MAFM
25
Mid Atlantic Financial Management
Pennsylvania
$1.22M +$94.4K +5,499 +9%
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