Rivernorth Capital Management’s Brookfield Real Assets Income Fund RA Stock Holding History

Rivernorth Capital Management’s Portfolio RA Stock Details RA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-87,954	Closed	-$1.57M	–	495
2020 Q4	$1.57M	Buy	+87,954	New	+$1.51M	0.09%	150
2020 Q1	–	Sell	-75,103	Closed	-$1.6M	–	299
2019 Q4	$1.6M	Buy	+75,103	New	+$1.67M	0.1%	163
2019 Q1	–	Sell	-678,557	Closed	-$12.9M	–	273
2018 Q4	$12.9M	Buy	+678,557	New	+$14.1M	0.77%	38
2018 Q3	–	Sell	-597,078	Closed	-$13.6M	–	229
2018 Q2	$13.6M	Sell	597,078 -361,463	-38%	-$8.15M	1.07%	31
2018 Q1	$20.9M	Buy	958,541 +102,176	+12%	+$2.31M	1.55%	21
2017 Q4	$20M	Sell	856,365 -146,173	-15%	-$3.46M	1.39%	26
2017 Q3	$23.9M	Sell	1,002,538 -1,139,618	-53%	-$27M	1.95%	17
2017 Q2	$49.7M	Sell	2,142,156 -498,563	-19%	-$11.6M	3.8%	3
2017 Q1	$60.2M	Buy	2,640,719 +710,038	+37%	+$16.3M	4.17%	2
2016 Q4	$43.1M	Buy	+1,930,681	New	+$42.3M	2.81%	5

Other funds holding RA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Centaurus Financial Anaheim, California $2.1B AUM 21.28% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Rivernorth Capital Management's RA Position: Q1 2021 in Review

Rivernorth Capital Management sold out of Brookfield Real Assets Income Fund (RA) in Q1 2021, closing a stake of 87,954 shares — an estimated $1.57M sold.

Rivernorth Capital Management first reported a position in RA in Q4 2016 and held it in 10 quarters. The position peaked at $60.2M in Q1 2017. 94 funds tracked by Wall St. Rank hold RA as of Q1 2021.

Rivernorth Capital Management reported no remaining Brookfield Real Assets Income Fund position as of Q1 2021 after selling out during the quarter.
Rivernorth Capital Management sold 87,954 Brookfield Real Assets Income Fund shares in Q1 2021, an estimated $1.57M.
Rivernorth Capital Management first reported a position in Brookfield Real Assets Income Fund in Q4 2016 and held it in 10 quarters.
Rivernorth Capital Management's Brookfield Real Assets Income Fund position peaked at $60.2M in Q1 2017.
94 funds tracked by Wall St. Rank held Brookfield Real Assets Income Fund as of Q1 2021.

Based on Rivernorth Capital Management's 13F filing for Q1 2021, filed 17 May 2021.