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RA

Brookfield Real Assets Income Fund
RA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$31.3M +$12.8M +586,991 +70%
CAN
2
Cetera Advisor Networks
California
$13.8M -$283K -12,996 -2%
Invesco
3
Invesco
Georgia
$7.2M -$2.74M -125,652 -28%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$5.64M +$1.01M +46,407 +22%
CF
5
Centaurus Financial
California
$5.13M +$812K +37,239 +19%
Bank of America
6
Bank of America
North Carolina
$4.93M -$128K -5,891 -3%
LPL Financial
7
LPL Financial
California
$4M +$1.68K +77 +0%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$3.25M +$1.49M +68,515 +86%
PPA
9
Parametric Portfolio Associates
Washington
$3.24M -$7.58M -347,837 -70%
RJA
10
Raymond James & Associates
Florida
$3.16M +$18.5K +848 +0.6%
Osaic Holdings
11
Osaic Holdings
Arizona
$2.98M +$292K +13,375 +11%
UBS Group
12
UBS Group
Switzerland
$2.75M -$397K -18,206 -13%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.54M -$169K -7,737 -6%
BC
14
Brookfield Corp
Ontario, Canada
$2.2M – – –
Thrivent Financial for Lutherans
15
Thrivent Financial for Lutherans
Minnesota
$2.13M -$719K -33,000 -25%
Stifel Financial
16
Stifel Financial
Missouri
$2.08M +$141K +6,471 +7%
WGA
17
Weather Gauge Advisory
Virginia
$2.06M -$6.32K -290 -0.3%
Wells Fargo
18
Wells Fargo
California
$2.04M -$1.46M -66,947 -42%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.86M +$244K +11,177 +15%
BRWA
20
B. Riley Wealth Advisors
Florida
$1.42M +$109 +5 +0%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$1.38M +$6.54K +300 +0.5%
MGAM
22
McGowan Group Asset Management
Texas
$1.32M +$350K +16,043 +36%
ACP
23
Aviance Capital Partners
Florida
$1.29M +$221K +10,118 +21%
GC
24
Guggenheim Capital
Illinois
$1.25M -$848K -38,891 -41%
EGA
25
E&G Advisors
Texas
$1.19M -$1.18M -54,343 Closed
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