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RA

Brookfield Real Assets Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$43.6M +$8.8M +679,277 +25%
LCM
2
Landscape Capital Management
New Jersey
$16M -$302K -23,300 -2%
Cetera Investment Advisers
3
Cetera Investment Advisers
Illinois
$12.6M +$12.6M +975,724 New
PCM
4
Penserra Capital Management
California
$12.5M +$12.5M +966,991 New
CAN
5
Cetera Advisor Networks
California
$11.8M -$2.37M -183,142 -17%
SCM
6
Saba Capital Management
New York
$11.7M -$11.4M -881,980 -49%
AA
7
AQR Arbitrage
Connecticut
$10M +$1.48M +114,080 +17%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$9.51M +$233K +17,963 +3%
Pathstone Holdings
9
Pathstone Holdings
New Jersey
$7.5M +$506K +39,097 +7%
COLIM
10
City of London Investment Management
United Kingdom
$4.07M -$1.97M -152,224 -33%
HC
11
Hara Capital
Washington
$3.82M -$1.18M -91,033 -24%
BFM
12
Boothbay Fund Management
New York
$2.97M
EAM
13
Eschler Asset Management
United Kingdom
$2.97M
SWP
14
Significant Wealth Partners
Illinois
$2.45M +$1.85M +142,547 +305%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.3M -$54.5K -4,209 -2%
AGM
16
Alpine Global Management
New York
$2.2M +$259K +20,000 +13%
Bank of America
17
Bank of America
North Carolina
$1.9M +$251K +19,384 +15%
Stifel Financial
18
Stifel Financial
Missouri
$1.81M -$169K -13,035 -9%
RJA
19
Raymond James & Associates
Florida
$1.58M -$35.6K -2,751 -2%
MC
20
Matisse Capital
Oregon
$1.49M
LPL Financial
21
LPL Financial
California
$1.38M -$328K -25,298 -19%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$1.35M -$20.3K -1,567 -1%
AWS
23
Atria Wealth Solutions
New York
$1.35M +$330K +25,469 +32%
BC
24
Brookfield Corp
Ontario, Canada
$1.3M -$560K -43,218 -30%
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$1.24M +$1.24M +96,005 New