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RA

Brookfield Real Assets Income Fund
RA

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$31.1M +$4.24M +245,430 +15%
CAN
2
Cetera Advisor Networks
California
$17M +$485K +28,087 +3%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$7.7M +$412K +23,823 +5%
CF
4
Centaurus Financial
California
$4.81M -$131K -7,565 -3%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$3.99M +$11.7K +678 +0.3%
Bank of America
6
Bank of America
North Carolina
$3.21M -$298K -17,262 -8%
LPL Financial
7
LPL Financial
California
$2.97M +$90.9K +5,259 +3%
Stifel Financial
8
Stifel Financial
Missouri
$2.37M +$146K +8,458 +6%
RJA
9
Raymond James & Associates
Florida
$2.29M -$8.5K -492 -0.4%
UBS Group
10
UBS Group
Switzerland
$2.1M -$192K -11,099 -8%
Osaic Holdings
11
Osaic Holdings
Arizona
$1.73M +$42.2K +2,445 +2%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$1.66M +$11.5K +665 +0.7%
BC
13
Brookfield Corp
Ontario, Canada
$1.65M – – –
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.61M +$132K +7,624 +8%
WA
15
WESPAC Advisors
California
$1.59M +$1.67M +96,633 New
MGAM
16
McGowan Group Asset Management
Texas
$1.43M -$92.5K -5,356 -6%
ACP
17
Aviance Capital Partners
Florida
$1.23M +$61K +3,528 +5%
BRWA
18
B. Riley Wealth Advisors
Florida
$1.22M -$3.75K -217 -0.3%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$1.16M +$61.7K +3,570 +5%
Wells Fargo
20
Wells Fargo
California
$1.02M +$434K +25,100 +68%
Jane Street
21
Jane Street
New York
$977K +$787K +45,575 +331%
TIM
22
Triad Investment Management
California
$959K +$94.5K +5,471 +10%
Ameriprise
23
Ameriprise
Minnesota
$876K +$191K +11,049 +33%
EGA
24
E&G Advisors
Texas
$863K -$5.18K -300 -0.6%
DC
25
Davenport & Co
Virginia
$786K +$12.6K +727 +2%
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